Large

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world’s largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns

Finance

Pimco

Through changing markets & changing times, PIMCO has been a global leader in active fixed income for 50+ years.

You need compliance experience on a trade floor, strong regulatory knowledge, financial instruments expertise, organizational skills, attention to detail, and a professional team-player attitude.

You will advise, engage with trade floor personnel, contribute to compliance program evolution, collaborate with teams, execute trade floor surveillance, and contribute to global team success.

Banking & Finance

London

The main responsibility of this role is the execution and evolution of the Compliance program in the areas of Portfolio Management, Trading, Credit Research and Trade Processing. This includes Advisory of Trade Floor personnel on PIMCOs policies and procedures as well as the applicable regulatory framework.Responsibilities<ul><li>Regulatory Standards: Advise the business in navigating and meeting regulatory standards</li><li>Trade Floor Engagement: Regularly engage with trade floor personnel to address potential issues identified through surveillance and respond to inquiries. This requires excellent communication skills, judgement and the ability to operate effectively in a busy, time-sensitive environment</li><li>EMEA Compliance Program: Contribute to the evolution of the EMEA Compliance program within a dynamic and evolving trade floor environment</li><li>Team Collaboration: Excel in a flat, non-hierarchical business model, fostering a team-based, collaborative approach to problem-solving</li><li>Trade Floor Surveillance: Execute the trade floor surveillance program across multiple fixed income asset classes and focus areas, including Market Abuse surveillance and Conflicts of Interest, ensuring adherence to policies and regulatory requirements in collaboration with global team members</li><li>Global Team Contribution: Contribute to the success of the global Trade Surveillance team and the wider EMEA Regulatory Compliance team</li></ul>Requirements<ul><li>Compliance Experience: Proven experience with an active trade floor is essential</li><li>Regulatory Compliance: Experience in executing risk-based, audit-ready Compliance monitoring activities with a focus on Front Office controls</li><li>Trade Floor Background: Previous compliance experience on an active trade floor, either buy-side or sell-side</li><li>Financial Instruments Knowledge: Working knowledge across a broad range of Fixed Income and FX instruments, including derivatives</li><li>Regulatory Knowledge: Familiarity with UK and EU regulations, including MIFIDII, MIFIR, and MAR</li><li>Organizational Skills: Excellent organization and communication skills</li><li>Attention to Detail: Diligence, excellent record-keeping, and the ability to work with minimal supervision</li><li>Professional Standards: Highest professional standards and a strong client service orientation</li><li>Team Player: Ability to foster good working relations and support the team’s professional standards and client service orientation</li></ul>

The main responsibility of this role is the execution and evolution of the Compliance program in the areas of Portfolio Management, Trading, Credit Research and Trade Processing. This includes Advisory of Trade Floor personnel on PIMCOs policies and procedures as well as the applicable regulatory framework.ResponsibilitiesRegulatory Standards: Advise the business in navigating and meeting regulatory standardsTrade Floor Engagement: Regularly engage with trade floor personnel to address potential issues identified through surveillance and respond to inquiries. This requires excellent communication skills, judgement and the ability to operate effectively in a busy, time-sensitive environmentEMEA Compliance Program: Contribute to the evolution of the EMEA Compliance program within a dynamic and evolving trade floor environmentTeam Collaboration: Excel in a flat, non-hierarchical business model, fostering a team-based, collaborative approach to problem-solvingTrade Floor Surveillance: Execute the trade floor surveillance program across multiple fixed income asset classes and focus areas, including Market Abuse surveillance and Conflicts of Interest, ensuring adherence to policies and regulatory requirements in collaboration with global team membersGlobal Team Contribution: Contribute to the success of the global Trade Surveillance team and the wider EMEA Regulatory Compliance teamRequirementsCompliance Experience: Proven experience with an active trade floor is essentialRegulatory Compliance: Experience in executing risk-based, audit-ready Compliance monitoring activities with a focus on Front Office controlsTrade Floor Background: Previous compliance experience on an active trade floor, either buy-side or sell-sideFinancial Instruments Knowledge: Working knowledge across a broad range of Fixed Income and FX instruments, including derivativesRegulatory Knowledge: Familiarity with UK and EU regulations, including MIFIDII, MIFIR, and MAROrganizational Skills: Excellent organization and communication skillsAttention to Detail: Diligence, excellent record-keeping, and the ability to work with minimal supervisionProfessional Standards: Highest professional standards and a strong client service orientationTeam Player: Ability to foster good working relations and support the team’s professional standards and client service orientation

Regulatory Compliance Officer - Trade Floor (London) - Pimco

Regulatory Compliance Officer - Trade Floor (London)

You have exceptional relationship-building skills, thrive in a fast-paced environment, excel at multitasking, and possess strong attention to detail. You must have 2+ years experience in financial services, knowledge of asset classes, and proficiency in Bloomberg and Microsoft Office.

You will ensure accurate completion of corporate action events, collaborate with internal teams, review class action litigation material, and monitor defaulted securities for adjustments.

Accounting & Tax

Austin

<ul><li>Corporate Actions is a key operational unit at PIMCO, responsible for processing all mandatory and voluntary Corporate Action events on behalf of our clients. We serve as an integral link between our Portfolio Management, Legal &amp; Compliance, Account Management, and IMS Operations teams.</li><li>As a Corporate Actions Senior Associate, you will manage the lifecycle of all voluntary events, including tenders, exchanges, Dutch auctions, consent solicitations, disclosures, conversions, optional puts, and dividend reinvestments. Other responsibilities may include Proxy Voting, Class Action litigations, Bank Loans, or Defaulted Securities. This role offers considerable exposure to senior colleagues and the opportunity to learn from and collaborate with some of the most experienced professionals in the investment management industry. You will also be exposed to various asset types, continually challenging you to expand your knowledge and expertise.</li><li>The role includes identifying and mitigating risks associated with corporate actions processing, developing and implementing process improvements to boost efficiency and accuracy, and managing relationships with vendors and custodians. This position offers the opportunity to develop risk management and vendor data management skills. As a team member, you will contribute to the development of best practices and participate in strategic initiatives aimed at improving the overall effectiveness of the corporate actions function.</li><li>The regulatory and client service environment is continually evolving, and our Corporate Actions team is at the forefront of this exciting change. We are also working on optimizing workflows and increasing connectivity between various departments through the use of technology. As such, you will be in an outstanding position to shape our operations landscape and contribute in a substantial way. If you are technically savvy, have keen attention to detail, excellent social skills, and are interested in advancing your career and the team, we want to hear from you!</li></ul>

Corporate Actions is a key operational unit at PIMCO, responsible for processing all mandatory and voluntary Corporate Action events on behalf of our clients. We serve as an integral link between our Portfolio Management, Legal & Compliance, Account Management, and IMS Operations teams.As a Corporate Actions Senior Associate, you will manage the lifecycle of all voluntary events, including tenders, exchanges, Dutch auctions, consent solicitations, disclosures, conversions, optional puts, and dividend reinvestments. Other responsibilities may include Proxy Voting, Class Action litigations, Bank Loans, or Defaulted Securities. This role offers considerable exposure to senior colleagues and the opportunity to learn from and collaborate with some of the most experienced professionals in the investment management industry. You will also be exposed to various asset types, continually challenging you to expand your knowledge and expertise.The role includes identifying and mitigating risks associated with corporate actions processing, developing and implementing process improvements to boost efficiency and accuracy, and managing relationships with vendors and custodians. This position offers the opportunity to develop risk management and vendor data management skills. As a team member, you will contribute to the development of best practices and participate in strategic initiatives aimed at improving the overall effectiveness of the corporate actions function.The regulatory and client service environment is continually evolving, and our Corporate Actions team is at the forefront of this exciting change. We are also working on optimizing workflows and increasing connectivity between various departments through the use of technology. As such, you will be in an outstanding position to shape our operations landscape and contribute in a substantial way. If you are technically savvy, have keen attention to detail, excellent social skills, and are interested in advancing your career and the team, we want to hear from you!

Corporate Actions Senior Associate - Pimco

Corporate Actions Senior Associate

You need a Bachelor's Degree, 3+ years of Business Systems Analysis experience, detail orientation, problem-solving skills, and strong communication abilities. Stay curious and adaptable in the ever-evolving tech landscape.

You will collaborate with stakeholders to gather requirements, analyze processes, recommend solutions, facilitate communication, lead testing, and provide training for technology enhancements at Pimco.

Data

San Diego

<ul><li>As a Business Systems Analyst within the SMA Business Solutions team at PIMCO, you will play a crucial role in facilitating effective communication and collaboration between various departments. Acting as a liaison between key business stakeholders and the SMA development team, you will be bridging the gap between business needs and the technology solutions produced.</li><li>In this role, you will have the opportunity to work closely with colleagues from different business areas, fostering positive relationships and promoting a collaborative work environment. By doing so, you will not only contribute to the success of the SMA Platform but also gain valuable insights into the software, integrations, functions, and processes that drive its operations.</li><li>The SMA Platform is crucial and serves as the very core of the SMA business. It is the driving force behind SMA operations and portfolio management, providing the essential technology that enables the SMA business to scale effectively. Joining a team of multi-functional business professionals, you will be part of a dynamic and innovative environment that constantly seeks to improve and enhance business capabilities. This presents an exciting opportunity to contribute to the development and implementation of cutting-edge solutions, driving innovation and efficiency within the organization.</li><li>Overall, you will have the chance to make a significant impact by leveraging your analytical skills, business acumen, and ability to bridge the gap between stakeholders and the development team. This role offers a unique blend of collaboration, innovation, and professional growth, making it an exciting opportunity.</li></ul>

As a Business Systems Analyst within the SMA Business Solutions team at PIMCO, you will play a crucial role in facilitating effective communication and collaboration between various departments. Acting as a liaison between key business stakeholders and the SMA development team, you will be bridging the gap between business needs and the technology solutions produced.In this role, you will have the opportunity to work closely with colleagues from different business areas, fostering positive relationships and promoting a collaborative work environment. By doing so, you will not only contribute to the success of the SMA Platform but also gain valuable insights into the software, integrations, functions, and processes that drive its operations.The SMA Platform is crucial and serves as the very core of the SMA business. It is the driving force behind SMA operations and portfolio management, providing the essential technology that enables the SMA business to scale effectively. Joining a team of multi-functional business professionals, you will be part of a dynamic and innovative environment that constantly seeks to improve and enhance business capabilities. This presents an exciting opportunity to contribute to the development and implementation of cutting-edge solutions, driving innovation and efficiency within the organization.Overall, you will have the chance to make a significant impact by leveraging your analytical skills, business acumen, and ability to bridge the gap between stakeholders and the development team. This role offers a unique blend of collaboration, innovation, and professional growth, making it an exciting opportunity.

Business Systems Analyst - Pimco

Business Systems Analyst

You need a Bachelor's degree, 5-8 years in finance, '40 Act product experience, regulatory knowledge, investment strategy expertise, strong analytical and organizational skills, and global mindset for this Senior Compliance Officer role at Pimco.

You will oversee compliance for U.S. registered closed-end funds, adapting programs to meet regulatory requirements, conducting reviews, and collaborating with stakeholders to address regulatory matters.

Legal

New York City

<ul><li>PIMCO is seeking a Senior Compliance Officer to join its global compliance team within the Legal and Compliance Department, focusing on the U.S. Registered Funds 38a-1 compliance program. This includes open-end funds, exchange-traded funds, closed-end funds, business development companies, and interval funds. The ideal candidate will be based in PIMCO's New York Office and will play a crucial role in supporting the Funds’ Chief Compliance Officer and the U.S. Registered Funds team.</li></ul>

PIMCO is seeking a Senior Compliance Officer to join its global compliance team within the Legal and Compliance Department, focusing on the U.S. Registered Funds 38a-1 compliance program. This includes open-end funds, exchange-traded funds, closed-end funds, business development companies, and interval funds. The ideal candidate will be based in PIMCO's New York Office and will play a crucial role in supporting the Funds’ Chief Compliance Officer and the U.S. Registered Funds team.

Senior Vice President, Compliance Officer - Pimco

Senior Vice President, Compliance Officer

You must have 7+ years of software engineering experience and be proficient in Python, Airflow, and ETL tools. Strong communication skills and a passion for continuous learning are essential. Kubernetes, UNIX, and cloud platform experience are a plus.

You will lead technical initiatives, write code, design projects, advocate for features, own Cloud products, contribute to the roadmap, engage with the community, and mentor engineers.

Software Engineering

<ul><li>We are a leading global asset management firm with over 3,000 employees across 20 offices in 15 countries; we help millions of investors around the world pursue their financial goals.</li><li>We hire critical thinkers. People who thrive in a collaborative culture like ours where we solve real problems while building the future of finance.</li></ul>

We are a leading global asset management firm with over 3,000 employees across 20 offices in 15 countries; we help millions of investors around the world pursue their financial goals.We hire critical thinkers. People who thrive in a collaborative culture like ours where we solve real problems while building the future of finance.

Pimco

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