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Apprenticeship Programe - Compliance

Applications are closed

  • Internship
    Full-time
    Off-cycle Internship
  • Banking & Finance
  • London

Requirements

  • A genuine interest in financial services.
  • Effective communication and interpersonal skills, with the ability to build relationships and collaborate across the business.
  • Effective planning, organization and time management skills.
  • Proactive and analytical thinker with the ability to generate innovative ideas.
  • Highly motivated and enthusiastic individuals with a proven desire to acquire new skills.
  • Ability to learn quickly and adapt to new changes and new challenges.
  • Accuracy and attention to detail.
  • A-levels or equivalent.
  • Basic IT skills including MS-Excel, Outlook is preferred but not essential or willingness to undertake MOS course(s)
  • Must be authorized to work in the UK for any employer

Responsibilities

  • Processing documentation for regulatory and exchange licenses.
  • Assist with Training across the Department.
  • Maintaining compliance logs such as conflicts of interest records, regulatory correspondence, breaches etc.
  • Reviewing gifts and entertainment and expenses logs for compliance with policies.
  • Assist in the administration of Compliance policies and procedures.
  • Completion of ongoing tasks that sit within the Departments Compliance Monitoring Program (“CMP”).

FAQs

What is the main focus of the Apprenticeship Programme in Compliance?

The main focus of the Apprenticeship Programme is to provide participants with a broad exposure to various teams within the Compliance department, with the aim of offering advisory support and monitoring across the Firm’s different business lines.

What qualifications will I achieve during the apprenticeship?

You will have the opportunity to achieve an industry-recognized qualification - Level 3 Compliance and Risk Officer from a recognized provider.

Are apprentices compensated for their work?

Yes, all apprentices are paid at a competitive rate.

Will I have access to mentorship during the apprenticeship?

Yes, you will have mentors and managers to support you throughout the programme.

What kind of skills are required for this apprenticeship?

Essential qualifications include effective communication and interpersonal skills, planning and organization skills, a proactive and analytical mindset, accuracy, and attention to detail.

Are there any educational requirements for applying to this apprenticeship?

Yes, you must have A-levels or equivalent to apply for this apprenticeship.

Will I receive training while participating in the apprenticeship?

Yes, you will receive induction sessions, ongoing on-the-job training, and access to an online training platform with a vast database of subjects.

Is there an opportunity for a full-time position after the apprenticeship?

Yes, upon successful completion of the apprenticeship program, you may be offered a full-time position.

Do I need to have advanced IT skills to apply?

Basic IT skills, including familiarity with MS-Excel and Outlook, are preferred but not essential. A willingness to undertake MOS courses is acceptable.

Can I apply if I am not authorized to work in the UK?

No, you must be authorized to work in the UK for any employer to apply for this apprenticeship.

We put our global network, our powerful platforms, and our deep expertise in service of our clients’ strategies.

Finance
Industry
1001-5000
Employees
1924
Founded Year

Mission & Purpose

Stonex is a global provider of precision surveying instruments and geospatial solutions. They offer a wide range of high-precision products, including GNSS receivers, total stations, 3D laser scanners, and software for surveying, mapping, and geospatial data collection. Stonex's ultimate mission is to enable accurate and efficient data acquisition and geospatial information management for professionals in industries like land surveying, construction, engineering, and agriculture. Their purpose is to empower their customers with cutting-edge technology and reliable solutions that enhance productivity, accuracy, and decision-making processes. By combining innovation, performance, and user-friendly design, Stonex aims to be a trusted partner for surveyors and geospatial experts, helping them overcome challenges, improve efficiency, and create value through precise and reliable geospatial data.

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