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Wealth Compliance Analyst Intern / Co-Op I

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TD

3mo ago

Applications are closed

  • Internship
    Full-time
    Starts on Sep 02
    Off-cycle Internship
  • Legal
  • Toronto

Requirements

  • Currently enrolled in an undergraduate degree in law, business or a related field with high academic standing and a demonstrated record of achievement
  • Strong conceptual, analytical and problem-solving skills; can see the “big picture” in a complex or ambiguous environment
  • Excellent verbal communication (both one-on-one and in small groups) and written communication skills
  • Ability to develop solid business relationships with business partners and stakeholders
  • The candidate should be a self-starter and team player who wants to work in a dynamic environment with other great people that are innovative, customer-focused and have a continuous improvement mindset
  • Well-organized, and can prioritize multiple tasks and deliver results in a fast-paced environment
  • Self-motivated, well organized and positive results-driven attitude
  • Ability to be effective in both a team and independent working environment
  • Strong communicator with the ability to impact and influence others; demonstrated presentation skills
  • Advanced Excel skills are an asset

Responsibilities

  • Reviewing changes to market and conduct rules impacting TD Wealth
  • Reviewing and updating documents, including digitization of Compliance policies, procedures, and other materials
  • Support opportunities to enhance innovation, workflow capabilities and implementation of modernization initiatives
  • Research and prepare written materials including memos on emerging issues, trends and evolving regulatory landscape impacting TD Wealth
  • Providing administrative support to Compliance teams, including filing, word processing, and maintaining, and providing information from various compliance-related information databases
  • Assisting with other tasks/projects as assigned

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Employees

Mission & Purpose

The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD). TD is the sixth largest bank in North America by branches & serves approximately 22 million customers in a number of locations in key financial centres around the globe. Over 85,000 TD employees represent the strongest team in banking. Delivering legendary customer experiences is who we are & is part of being the Better Bank. Visit our Careers page to learn more about TD & why TD is a great place to work.