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Audit Manager II, High Risk - Financial Crimes Audit


TD Bank

18d ago

  • Job
    Senior Level
  • Accounting & Tax
  • Toronto
  • Quick Apply


  • Over 7 years of experience with undergraduate degree or relevant professional certifications, accounting designations, or equivalent education
  • 5+ years of experience working in AML/ATF/Sanctions compliance management in a financial institution.
  • Knowledge of AML and Sanctions regulations (PCMLTFA/PCMLTFR) in Canada and US BSA AML requirements.
  • Professional designations in financial crimes (e.g.: CAMS, CFCS) required.
  • Experience using data analysis for controls assessment / testing an asset.
  • Experience leading financial crime audits or testing engagements an asset.
  • Advanced knowledge of business processes and operations, risk, change and project methodologies, organizational practices and business transformation
  • Expertise in using software tools, windows applications, data analysis and reporting techniques
  • A strong team leader who can negotiate and influence key partners including employees
  • Aptitude in exercising sound judgment while making decisions and handle confidential information with discretion
  • Ability to work collaboratively and communicate effectively in both oral and written form
  • Deep knowledge of specialist auditing and integration of cross functional processes to undertake and complete a variety of audit projects and initiatives


  • As an Audit Manager II, you’ll provide oversight to complex audits and ensure completion for multiple business groups. You will be managing associated working relationships with business lines as per regulatory requirements. You’re already well-seasoned for delivering audit analysis, standard reporting and operational support to the teams. You’re coming to the table fully knowledgeable about the financial industry landscape and current market trends, and, here at TD, you’d be putting that insight into action.
  • Act as a specialized resource on audits to provide subject matter expertise for planning, risk assessment and execution of audits and related processes with a high degree of complexity
  • As Auditor in charge lead the execution of high-risk financial crimes audits effectively and within planned resources and timelines.
  • Monitor and keep up to date on regulatory developments and emerging risks in Financial Crimes space.
  • Play a key role in developing and implementing programs to contribute to the strategic direction of the audit
  • Plan and lead audit activities that require alignment across multiple areas and execute follow-ups of findings arising from internal audits and regulatory reviews as per the standards
  • Lead the ongoing audit communications and the reporting process with the client, senior management and external auditors
  • Guide the team and participate in identification, design, testing and implementation of a wide range of complex audit initiatives
  • Identify and resolve key issues by providing guidance for complex situations and report non-standard issues to the appropriate levels and shareholders where required
  • Keep current on emerging trends and evolving regulatory requirements to find opportunities, and recommend improvement areas to senior management to increase the efficiency and effectiveness of the team
  • Build positive, diverse and open work environment by continually improving the efficiency, sharing deep knowledge and skills, and encouraging the team to deliver results


Mission & Purpose

Headquartered in Toronto, Canada, the Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group (TD). TD had CDN$1.9 trillion in assets on July 31, 2023. TD also ranks among the world’s leading online financial services firms, with more than 16 million active online and mobile customers. TD offers a full range of financial products and services to over 27.5 million customers worldwide through four key business lines: - Canadian Personal and Commercial Banking including TD Canada Trust, Business Banking, and MBNA - U.S. Retail including TD Bank, America’s Most Convenient Bank, TD Auto Finance (U.S.), TD Wealth (U.S.) and TD’s investment in Schwab - Wealth Management & Insurance including TD Wealth (Canada), TD Direct Investing, and TD Insurance - Wholesale Banking including TD Securities and TD Cowen