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C&ORC Business Control Assurance SOX Tester

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UBS

Oct 14

Applications are closed

  • Job
    Full-time
    Junior Level
  • Consulting
    Accounting & Tax
  • Mumbai

Requirements

  • 2+ years of experience in operational controls, financial reporting controls or internal control areas (preferably within the financial services industry or professional services firms)
  • University degree or equivalent qualification (preferably Accounting, Finance or similar)
  • Experience performing tests of controls including SOX specific testing (preferable)
  • Very good written and spoken English
  • ACCA/CIA or equivalent audit or accounting qualification would be an asset.
  • Strong at organising skills, especially in planning and record keeping,
  • Strong at analytical, problem-solving and synthesizing skills,
  • Good at people skills and the ability to work in a diverse team and build relationships with people who you are reviewing/testing,
  • Good at enabling effective interaction with key stakeholders through tenacity and diplomacy,
  • Having excellent closure skills,
  • Result-oriented and assertive (you don't shy away from challenging situations)
  • Known for hitting deadlines.

Responsibilities

  • perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines
  • maintain high quality testing documentation
  • address and clear any review points raised through Quality Assurance (QA) review in a timely manner
  • escalate any potential testing issues / exceptions to appropriate teams and record issues in the issues logs timely and accurately
  • support Control Owners, onshore Process Owners and Operational Risk Controllers in understanding reported control deficiencies and related risks
  • provide timely updates to the testing progress status tracker and stream leads
  • share and maintain knowledge

FAQs

What is the job title for this position?

The job title is C&ORC Business Control Assurance SOX Tester.

Where is this job located?

This job is located in Mumbai and Pune, India.

What type of employment is being offered?

This position is a Full-Time job.

What responsibilities will I have in this role?

In this role, you will perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing, maintain high-quality testing documentation, address review points from Quality Assurance (QA) reviews, escalate testing issues, support Control Owners, and provide updates to testing progress.

How many years of experience are required for this position?

A minimum of 2+ years of experience in operational controls, financial reporting controls, or internal control areas is required.

What qualifications are preferred for this position?

A university degree or equivalent qualification in Accounting, Finance, or a similar field is preferred. An ACCA/CIA or equivalent audit or accounting qualification would also be an asset.

What skills are necessary for this job?

Necessary skills include strong organization skills, analytical and problem-solving skills, good people skills, effective stakeholder interaction, excellent closure skills, and being result-oriented.

Does the company offer flexible working arrangements?

Yes, UBS offers flexible ways of working, including part-time, job-sharing, and hybrid (office and home) working arrangements.

Is experience in SOX specific testing required for this position?

While experience in SOX specific testing is preferable, it is not explicitly required.

What is the main focus of the C&ORC Business Control Assurance team?

The main focus of the C&ORC Business Control Assurance team is to provide an independent assessment of the design and operating effectiveness of SOX controls.

What is the purpose of the assessments during the application process?

The assessments during the application process are designed to evaluate your skills and qualifications for the position.

How does UBS value diversity in its workforce?

UBS respects and seeks to empower each individual and supports diverse cultures, perspectives, skills, and experiences within its workforce.

What should I expect after applying for this job?

After applying, you may be requested to complete one or more assessments as part of the application process.

Who can I contact for more information about this job?

You can contact UBS Business Solutions SA, UBS Recruiting for more information regarding this job.

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UBS

Helping you answer some of life's most important questions

Finance
Industry
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Employees
1862
Founded Year

Mission & Purpose

From gaining new experiences in different roles to acquiring fresh knowledge and skills – at UBS we believe that you should never stop growing and learning because life never stops teaching. We know that it's our people – with their unique backgrounds, skills, experience levels and interests – who drive our ongoing success. Ready to be part of #teamUBS and make an impact? Find out more at ubs.com/careers. UBS works with individuals, families, institutions, and corporations around the world to help answer some of life's questions – whether through award winning wealth management advisory, investment banking and asset management expertise, or private and corporate banking services in Switzerland*. In June 2023, Credit Suisse became a UBS Group company. With more than 124,000 colleagues around the world**, we collaborate across all major financial centers in 50 countries**. Although we all come from different backgrounds and specializations, two things unite us: the conviction that we’re stronger together, and the will and curiosity to constantly innovate. That’s the key to us unlocking our full potential (and what we look for in everyone who joins us). It’s also why we’re regularly recognized as an attractive employer.*

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