FAQs
What is the primary focus of the Commercial Investment Banking Markets Audit Associate role?
The primary focus is to assess the adequacy and effectiveness of the control environment of the Markets business activities across regions through a risk-based program of audit coverage.
How many years of experience are required for this position?
A minimum of 5 years of internal or external auditing experience, or relevant business experience is required for this position.
Is a specific degree required for this role?
Yes, a minimum Bachelor's degree or relevant financial services experience is required.
What qualities are necessary to be an effective auditor in this role?
An effective auditor should have a solid understanding of internal control concepts, the ability to evaluate and determine the adequacy of controls for specific risks, and strong analytical skills.
What are the key responsibilities of the Audit Associate?
Key responsibilities include participating in audit activities, working closely with global audit colleagues, developing recommendations to strengthen internal controls, and staying up-to-date with industry changes and regulatory developments.
What professional certifications are preferred for this role?
Preferred qualifications include being a Chartered Accountant, Certified Internal Auditor, and/or having an Advanced Degree in Finance or Accounting.
How does the company view diversity and inclusion?
The company places a high value on diversity and inclusion, recognizing that diverse talents are directly linked to success and ensuring no discrimination based on protected attributes.
What opportunities for self-development are encouraged in this role?
The role encourages taking ownership of self-development, including engaging in stretch assignments and seeking continued learning opportunities for career growth.
What skills are essential for effective communication in this position?
Excellent written, verbal, and presentation skills are essential, especially in presenting complex and sensitive issues to senior management.
Does the Audit department have a focus on corporate governance?
Yes, the Audit department provides independent assessments focused on strong governance, risk management, and internal controls, emphasizing transparency and strategic engagement.