FAQs
What is the primary function of a Compliance Monitoring Officer at Investec?
The primary function of a Compliance Monitoring Officer at Investec is to execute the Compliance Monitoring Plan, conduct risk-based reviews, identify regulatory control weaknesses, and ensure compliance processes align with regulatory requirements and Group Standards.
What qualifications are required for the Compliance Monitoring Officer role?
The role requires integrity, a strong understanding of relevant regulations (including FCA, PRA, and Listings rules), a track record in the Financial Services Industry, and analytical skills to understand deal structures and compliance processes.
How often are compliance reviews conducted?
Compliance reviews are conducted on a risk-based basis as outlined in the Compliance Monitoring Plan.
Is there a focus on team collaboration in this position?
Yes, collaboration with various teams, including the IBP Compliance Team, is essential for developing effective controls and ensuring compliance processes reflect regulatory and industry themes.
What is the working structure in terms of office attendance?
The working structure is hybrid, consisting of four days in the office and one day remote.
What wellbeing benefits does Investec offer its employees?
Investec offers several wellbeing benefits, including a Wellbeing Subsidy, Corporate Gym Membership, Virtual GP, and the Peppy Health App, among others.
Are there any monetary benefits associated with this role?
Yes, the role offers a non-contributory pension and the potential for a discretionary bonus.
How does Investec support diversity and inclusion?
Investec fosters a culture of belonging and inclusion, creating an environment where everyone is encouraged to be themselves, which enhances innovation, creativity, and business performance.
Does Investec assist candidates with disabilities in the recruitment process?
Yes, Investec provides assistive technology through the Recite Me tool on their Careers pages and encourages candidates with disabilities or neurodivergent needs to reach out to the Careers team for further assistance.