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Compliance Officer

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DAS UK Group

1mo ago

  • Job
    Full-time
    Mid & Senior Level
  • Bristol

AI generated summary

  • You must have strong communication, analytical skills, resilience, and experience in financial services compliance, with knowledge of relevant regulations.
  • You will advise on regulatory requirements, deliver training, assess emerging changes, support implementation, author compliance policies, produce reports, and manage regulatory risks.

Requirements

  • Excellent communication skills, the ability to build relationships and deliver effective written and verbal communication to a range of stakeholders.
  • Analytical and research skills, the ability to interpret rules and guidance and support the business in understanding the spirit of the regulation.
  • Resilience and excellent organisational skills, the ability to manage competing priorities with a strong focus on delivering.
  • A passion for supporting the business in achieving its goals.
  • Previous experience of delivering compliance support in a financial services environment.
  • Knowledge and understanding of relevant financial services regulation and legislation.

Responsibilities

  • Advising the business on regulatory requirements.
  • Creating and delivering regulatory compliance training sessions to a range of stakeholders.
  • Horizon-scanning to identify and assess any emerging regulatory change that the business should consider in its long-term decision-making.
  • Support the business in the implementation of regulatory change, conducting gap analyses and supporting the development of project plans.
  • Supporting the development and implementation of the Senior Managers and Certification Regime and Financial Crime frameworks.
  • Authorship of policies and processes covered by the compliance frameworks, ensuring that these remain appropriate to the size and complexity of the business.
  • Supporting the production of compliance reporting and Management Information to relevant committees.
  • Promoting a proactive approach to the identification, assessment and management of regulatory risks and incidents.

FAQs

What is the main responsibility of the Compliance Officer?

The main responsibility of the Compliance Officer is to drive compliance excellence, support the business in meeting regulatory standards, and advise on regulatory requirements.

What qualifications are required for the Compliance Officer position?

Candidates are required to have previous experience in delivering compliance support in a financial services environment, along with knowledge of relevant financial services regulation and legislation.

Will the Compliance Officer be involved in training?

Yes, the Compliance Officer will create and deliver regulatory compliance training sessions to a range of stakeholders.

How will the Compliance Officer contribute to regulatory changes?

The Compliance Officer will support the business in implementing regulatory changes, conducting gap analyses, and helping develop project plans.

What skills are essential for this Compliance Officer role?

Essential skills include excellent communication abilities, analytical and research skills, resilience, and strong organizational skills.

Who does the Compliance Officer report to?

The Compliance Officer reports to the Head of Compliance Advice and Operations.

What is the company culture like at ARAG UK?

ARAG UK promotes an open, inclusive, and high-energy culture that encourages a fun working environment and places customers at the heart of everything they do.

Are there professional development opportunities available?

Yes, ARAG UK provides genuine development opportunities for professional and personal growth.

What does ARAG UK do?

ARAG UK helps businesses and individuals gain access to justice through legal expenses insurance and law services, aiming to enable everyone to assert their legal rights.

What is the organization's commitment to its employees?

ARAG UK is committed to creating a great workplace for employees, recognizing that the quality of its people defines the quality of the company and its services.

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DAS UK Group

'First for Justice'​ for our customers and business partners.

Law
Industry
501-1000
Employees
1975
Founded Year

Mission & Purpose

DAS UK Group has been helping businesses and individuals get access to justice for over 40 years. Our businesses include a legal expenses insurance company (https://www.dasinsurance.co.uk/) and a law firm. We have been a pioneer of the legal expenses insurance market since the concept was first introduced to the UK in 1975. We provide protection against unforeseen legal costs to millions of families and motorists, and hundreds of thousands of businesses every year, offering both before-the-event and after-the-event products and a range of telephone advice and assistance services, including our flagship legal advice service. Based in Bristol, with another office in South Wales, we employ over 600 people and are one of the UK's leading specialist insurers.