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Compliance Officer



12d ago

  • Job
    Mid & Senior Level
  • Legal
  • London


  • Bachelor's degree in law (or similar field)
  • 4+ years previous experience in private practice and/or in-house, preferably with exposure to compliance, legal, regulatory, corporate secretariat, and insurance matters
  • Understanding of general commercial documentation (such as M&A documentation, commercial contracts, loans, and leases)
  • Experience in the energy sector would be beneficial
  • Experience working in the jurisdictions in which AQE operates would be beneficial
  • Strong English written and verbal communication skills, with the ability to articulate complex concepts clearly and concisely
  • Skills:
  • Self-motivated, enthusiastic, pro-active and a team player
  • Excellent analytical skills with an eye for detail and accuracy
  • Ability to work independently, prioritise tasks, and meet deadlines in a fast-paced environment
  • Ability to multitask and handle multiple and changing priorities
  • Solid problem-solving skills and the ability to exercise critical thinking
  • Fluency in Spanish preferred (other languages beneficial)
  • Proficiency in Microsoft Office suite
  • Proven track record of implementing compliance processes
  • Experience working in a compliance and risk management culture


  • Support in the implementation of the Corporate Compliance Programme within AQE and the relevant assets and operations in conjunction with local and holder compliance support
  • Support with performing periodic risk assessments for compliance related matters in the relevant assets and operations in the relevant region
  • Adapt corporate compliance policies and guidelines for local circumstances relevant to the assets and operations
  • Liaise with commercial and joint venture partners on compliance issues, including the roll out of policies, procedures, and guidelines
  • Support in preparing written reports/presentations on the status of the Compliance Programme and roll out within AQE assets
  • Provide advice to the business regarding day-to-day compliance related matters
  • Provide training sessions (both in-person and online) to AQE assets and operations and raise awareness regarding compliance-related matters
  • Support the development of annual training plans at AQE level and for each asset
  • Work with the local management teams to create compliance controls and monitoring adherence to them
  • Keep abreast of relevant legal and regulatory developments as well as evolving best practices in compliance topics and management
  • Support the legal, insurance and secretariat functions in relation to overall corporate compliance and governance
  • Ad-hoc projects including M&A as required

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Mission & Purpose

We are a global and diversified natural resource company. From powering the electric vehicle revolution, to the smartphone in your pocket, the commodities we source enable modern life.