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Financial Crime Officer | Compliance

  • Job
    Junior & Mid Level
  • Banking & Finance
  • London


  • Current knowledge of money laundering, sanctions, fraud, bribery and corruption laws/regulations
  • Sound knowledge of AML Risk Based Approach concepts
  • 2-3 years’ experience in conducting financial crime monitoring reviews including testing, sampling, report writing and assuring processes and controls to mitigate risk
  • A good knowledge and understanding of UK regulations and legislations relating to AML/CTF (Anti-Money Laundering/Counter-Terrorist Financing), Fraud ABC and Sanctions
  • A good knowledge and understanding of regulatory and industry best practice for financial crime, including JMLSG, The Wolfsberg Group and FCA Financial Crime Guide
  • International Compliance Association Financial Crime qualification desirable, or equivalent professional qualification


  • Assist the Financial Crime Manager in the execution of the Financial Crime Monitoring Plan, by designing test scripts, completing testing and report writing related to Financial Crime assurance reviews
  • Proposing actions to address root causes and identifying opportunities through Monitoring work to support the improvement of processes and procedures
  • Tracking of review actions and providing updates on closure progress to the Financial Crime Manager
  • Ensure that regulatory requirements are being met and applied across a number of financial crime areas, including Anti-Money Laundering (AML), Fraud, Sanctions, Anti-Bribery and Corruption (ABC) and Anti-Tax Evasion
  • Performing effective and timely horizon scanning, assisting the Financial Crime Manager in providing guidance to the business on papers/guidance and regulatory change
  • Supporting the Financial Crime Manager in the drafting and revising of documentation related to the Bank’s monitoring systems and Financial Crime Policy and Procedures
  • Assist the Financial Crime Manager and wider team in the completion of Financial Crime projects and other Financial Crime related tasks
  • Supporting the Financial Crime Manager/ Head of Financial Crime to deliver Financial Crime Training for employees across UTB

Founded Year

Mission & Purpose

United Trust Bank is a specialist bank that provides a wide range of funding facilities and deposit accounts for individuals, businesses and charities. We are driven to understand our customers’ needs, taking an entrepreneurial and pragmatic approach. This allows us to provide quick and flexible funding solutions to support sound proposals. Our broker relationships are key to our ability to deliver value-added funding solutions. We aim to provide outstanding service and build relationships for the long term. United Trust Bank was incorporated in 1955 and has many decades of lending experience. We are covered by the Financial Services Compensation Scheme and the Financial Ombudsman Service. At United Trust Bank, our focus is always on our customers’ needs. Our lending divisions each have their own qualities and strengths, which they draw on to deliver the best service for our customers. United Trust Bank Limited is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority. Member of UK Finance. Registered in England and Wales 549690. One Ropemaker Street, London EC2Y 9AW.