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Global Financial Crimes: US Investigations Director/VP

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Morgan Stanley

1mo ago

  • Job
    Full-time
    Senior Level
  • Government & Politics
    Legal
  • New York

AI generated summary

  • You need a bachelor’s degree or military experience, 5+ years in BSA/AML, strong financial market knowledge, communication skills, decision-making ability, and CAMS certification within 15 months.
  • You will lead financial crime investigations, manage regulatory filings, advise on risk, maintain reports, respond to inquiries, ensure compliance, and implement process improvements.

Requirements

  • Bachelors degree or equivalent military experience. Law degree, legal or prosecutorial experience a plus.
  • 5+ years of strong investigative or related experience with emphasis on BSA/AML, including writing and preparing SARs in accordance with applicable regulatory requirements
  • Strong understanding of the financial markets and banking, including broker-dealer product-based knowledge and the ability to learn concepts quickly
  • Excellent communication, leadership, and presentation skills with the ability to communicate effectively through all levels of the organization
  • Self-motivated and independent operator with the ability and maturity to make decisions and operate in fast paced and dynamic settings
  • CAMS or equivalent AML certification/license, or ability to obtain certification within first 15 months of employment

Responsibilities

  • As an experienced Investigations Director/Vice President in GFC, you will:
  • Lead investigations of a wide variety of suspected financial crimes, including money laundering, terrorist financing, market manipulation, insider trading, trafficking, fraud, public corruption and bribery, cybercrime, and tax evasion
  • Determine appropriate regulatory filing requirements, including Suspicious Activity Reports, and notifications to law enforcement and government agencies
  • Provide advice to the business with respect to managing risks arising from financial crimes concerns involving prospective and current client relationships
  • Produce and maintain investigative reports and related documentation
  • Assist with responding to requests for information from law enforcement and government agencies
  • Ensure daily operational processing is completed according to established program and regulatory requirements
  • Identify and implement process improvements to increase efficiency and effectiveness

FAQs

What is the job title for this position?

The job title is Global Financial Crimes: US Investigations Director/VP.

What are the key responsibilities of this role?

Key responsibilities include leading investigations of suspected financial crimes, determining regulatory filing requirements, advising the business on financial crime risks, producing investigative reports, assisting law enforcement responses, ensuring operational processing compliance, and implementing process improvements.

What qualifications are required for this position?

A bachelor's degree or equivalent military experience is required, along with 5+ years of strong investigative experience, excellent communication and leadership skills, and the ability to obtain CAMS certification within the first 15 months of employment.

Is prior legal experience preferred for the candidate?

Yes, a law degree or legal/prosecutorial experience is considered a plus.

How many days a week is in-office attendance required?

The role requires in-office attendance 3 days a week, including 2 designated Anchor Days for collaboration.

What are the expected salary ranges for this role?

The salary range in Maryland is $75,000 - $120,000 per year, while in New York, it will be between $90,000 and $200,000 per year, depending on individual circumstances.

Are there opportunities for annual bonuses or incentive compensation?

Yes, the successful candidate may be eligible for an annual discretionary incentive compensation award and may also participate in relevant business unit incentive compensation plans.

What employee benefits does Morgan Stanley offer?

Morgan Stanley offers a comprehensive suite of benefits, including medical, dental, vision, life insurance, disability plans, paid time off, and a 401(k), among others.

What is Morgan Stanley's commitment to diversity?

Morgan Stanley is committed to building a diverse workforce and reflects this in its recruiting efforts, ensuring equal employment opportunity for all.

Is prior experience in financial crimes prevention required?

Yes, significant experience in financial crimes prevention, specifically related to BSA/AML, is necessary for this position.

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Morgan Stanley

Finance
Industry
10,001+
Employees
1935
Founded Year

Mission & Purpose

Morgan Stanley mobilizes capital to help governments, corporations, institutions and individuals around the world achieve their financial goals. For over 85 years, the firm’s reputation for using innovative thinking to solve complex problems has been well earned and rarely matched. A consistent industry leader throughout decades of dramatic change in modern finance, Morgan Stanley will continue to break new ground in advising, serving and providing new opportunities for its clients. Morgan Stanley is committed to maintaining the first-class service and high standard of excellence that have always defined the firm. At its foundation are five core values — put clients first, do the right thing, lead with exceptional ideas, commit to diversity and inclusion, and give back — that guide its more than 70,000+ employees across 41 countries.