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Investment Management Legal & Compliance Manager

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MS Amlin

21d ago

  • Job
    Full-time
    Mid Level
  • Government & Politics
    Legal
  • London
  • Quick Apply

AI generated summary

  • You need 4+ years in legal/compliance at an FCA investment manager, a relevant legal qualification, strong communication and organizational skills, and experience in stakeholder management.
  • You will analyze compliance matters, review fund documentation, draft and negotiate legal agreements, conduct due diligence on managers, implement compliance practices, and manage team members.

Requirements

  • At least 4 years legal and/or compliance experience in a FCA regulated investment manager.
  • Lawyer/solicitor with LLB or Graduate Diploma in Law, Legal Practice Course or SQE.
  • Excellent written and verbal communication skills
  • Strong organisation and prioritisation skills
  • Stakeholder & client relationship management experience
  • Excellent MS Office skills

Responsibilities

  • Analysing compliance matters, key regulations and regulatory changes (relating to MiFID II, FCA rules, UCITS framework), providing timely guidance to the business to ensure compliance at all times.
  • Reviewing & revising UCITs Prospectuses, KIIDs, Trust Deeds and other fund related documentation to ensure the delivery of strategic portfolio management changes.
  • Independent drafting, review and negotiation of a wide range of investment related legal agreements such as IMAs, ISDAs, Custodian, Fee & Side Letters.
  • Coordinating and conducting in depth compliance due diligence exercises to effectively vet all new and review existing external investment managers.
  • Designing and implementing compliance monitoring practices to strengthen the firm’s compliance with regulatory requirements and best practice as well as presenting reporting to committees and Boards.
  • Line Manager to two team members within the combined Legal & Compliance function and deputising for General Counsel where needed.

FAQs

Do we support remote work?

Yes, we support remote work in a hybrid format, expecting employees to be in the London office at least one day a week.

Is investment management experience required for this role?

Yes, investment management experience is a prerequisite to be considered for this position.

What qualifications are needed for this job?

Candidates must be a lawyer/solicitor with an LLB or Graduate Diploma in Law, Legal Practice Course, or SQE.

What are the main responsibilities of the Investment Management Legal & Compliance Manager?

The main responsibilities include analyzing compliance matters, reviewing and revising fund-related documentation, drafting and negotiating legal agreements, conducting compliance due diligence, designing compliance monitoring practices, and managing team members.

How many years of experience in legal and compliance is required?

A minimum of four years of legal and/or compliance experience in an FCA-regulated investment manager is required.

What skills are essential for this role?

Essential skills include excellent written and verbal communication, strong analytical and organizational skills, proficiency in MS Office, and experience in stakeholder and client relationship management.

What should I expect in terms of benefits?

Benefits include a competitive base salary, performance-related discretionary bonus, 28 days of holiday plus the option to buy up to 5 additional days, pension contributions, private medical cover, and a flexible benefits fund.

Is this position a permanent role?

Yes, this role is a permanent position.

Who will this position report to?

The Investment Management Legal & Compliance Manager will report to the General Counsel.

What type of work culture does MS Amlin Investment Management promote?

MS Amlin promotes a culture of diversity and inclusion, encouraging respect for all colleagues and valuing a range of ideas, perspectives, and experiences.

Global Specialty Insurer and Reinsurer.

Finance
Industry
1001-5000
Employees
2000
Founded Year

Mission & Purpose

MS Amlin is a leading global specialty commercial insurer and reinsurer with operations in the Lloyd's, UK, Continental European and Bermudian markets. Comprising Mitsui Sumitomo's London and Bermuda-based operations and the historic Amlin businesses, MS Amlin specialises in providing insurance cover for a wide range of risks to commercial enterprises and reinsurance protection to other insurers around the world. It is wholly owned and fully supported by the financial strength and scale of MS&AD of Japan, the eighth largest non-life insurer in the world.