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KYC Analyst - Investment Banking

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Skill Farm

7d ago

  • Job
    Full-time
    Junior & Mid Level
  • Data
    Banking & Finance
  • Toronto

AI generated summary

  • You must have strong analytical skills, data interpretation ability, ownership, excellent communication, relationship-building skills, and the capacity to document complex business requirements.
  • You will analyze business rule changes, ensure compliance with regulatory reporting, resolve settlement issues, process client onboarding documentation, and support trading systems for derivatives.

Requirements

  • Very strong analytical and problem solving skills, with a logical mind-set and technical aptitude
  • Ability to collect, analyze, interpret and query data
  • Inherent sense of ownership and initiative
  • Excellent communication skills - clear and concise oral, written and presentation abilities
  • Proven relationship-building skills to create, maintain and enhance relationships with internal and/or external partners
  • Ability to comprehend and document complex business requirements

Responsibilities

  • Review and analyze new business rule changes or system changes that impact reporting processes and perform associated testing
  • Supporting our Regulatory team with various aspects of regulatory reporting to ensure Capital Markets' operations remains compliant with internal policies, industry regulators and tax authorities
  • Supporting our Reconciliations teams by working with our internal settlement teams and Canadian/Foreign banks to identify and resolve issues
  • Process regulatory documentation to support with client onboarding and client outreach
  • Support our various trading systems including our derivatives products and related booking systems

FAQs

What are the main responsibilities of a KYC Analyst in Investment Banking?

The main responsibilities include reviewing and analyzing changes that impact reporting processes, supporting regulatory reporting compliance, assisting reconciliation teams, processing regulatory documentation for client onboarding, and supporting trading systems.

What skills are required for this KYC Analyst position?

Required skills include strong analytical and problem-solving skills, the ability to collect and interpret data, excellent communication skills, relationship-building abilities, and the capability to comprehend and document complex business requirements.

Is experience needed for this role?

While the job description does not specify a required level of experience, strong analytical skills and a background in regulatory reporting or investment banking are typically preferred.

What types of systems will I be supporting in this role?

You will be supporting various trading systems, including derivatives products and related booking systems.

Are there opportunities for professional development within this role?

Yes, working as a KYC Analyst can provide opportunities for professional development in regulatory compliance, client relations, and investment banking processes.

Will I be working closely with other teams and departments?

Yes, the role involves collaboration with the Regulatory team, Reconciliations teams, internal settlement teams, and external banking partners.

What tools or software may be utilized in this position?

While the specific tools are not mentioned, familiarity with reporting software, data analysis tools, and trading system applications is likely beneficial for this role.

How important are communication skills for this position?

Very important. Clear and concise oral, written, and presentation skills are essential for effectively conveying complex information and building relationships.

What kind of documentation will I be processing as part of my duties?

You will be processing regulatory documentation to support client onboarding and outreach efforts.

Is there a focus on regulatory compliance in this role?

Yes, supporting compliance with internal policies, industry regulations, and tax authorities is a key aspect of the KYC Analyst role.

Skill Farm

Finance Expert Network: Build Skills, Share Expertise & Find Careers | We help finance professionals thrive

Human Resources
Industry
1-10
Employees
2023
Founded Year

Mission & Purpose

Skillfarm is a professional development platform that focuses on building and enhancing skills in areas such as leadership, communication, and problem-solving. Their ultimate mission is to empower individuals and teams to achieve their full potential through targeted skill-building programs. The purpose of Skillfarm is to bridge the gap between existing skills and the demands of the modern workplace, enabling users to thrive in their careers by offering practical, real-world training solutions.