FAQs
What will be the main responsibilities of a Legal & Compliance, Research Compliance Associate in this role?
The main responsibilities of this role will include reporting to the Research Compliance Manager, working closely with legal, client protection, and research teams, as well as other stakeholders across the business to enable the expansion of our fastest-growing business segments globally.
Who will the Research Compliance Associate report to in this role?
The Research Compliance Associate will report to the Research Compliance Manager based in New York.
What teams will the Research Compliance Associate work closely with in this role?
The Research Compliance Associate will work closely with the Legal, Client Protection, and Research teams, as well as a number of other stakeholders across the business.