FAQs
What is the main focus of the Officer II position at IQEQ?
The main focus of the Officer II position at IQEQ is to support investment adviser clients by providing regulatory compliance services and overseeing the execution and continuous improvement of the clients' compliance programs.
What qualifications are required for the Officer II position?
The Officer II position requires a Bachelor's degree, strong analytical, technical, and organizational skills, proficiency in basic office software like Excel and Word, and excellent oral and written communication skills.
What specific tasks will I be performing in this role?
In this role, you will be assisting with monitoring and maintaining compliance programs, drafting regulatory policies and procedures, conducting quarterly forensic compliance program testing, and drafting and filing various regulatory filings for clients.
What type of clients will I be working with?
You will be working with leading private equity and hedge fund firms in the alternative asset industry.
Is there an emphasis on customer service in this position?
Yes, there is a strong emphasis on exceptional customer service and upholding first-class standards.
What characteristics are important for success in this role?
Important characteristics for success include being dependable, flexible, adaptable to changing client needs, highly motivated, goal-oriented, and possessing strong problem-solving skills with attention to detail.
What environment will I be working in?
You will be working in a fast-paced environment that requires the ability to work independently, multi-task, prioritize effectively, and adapt to changing circumstances.
Are there opportunities for professional development in this role?
Yes, you will be working under the guidance of experienced industry veterans, which provides opportunities for professional development and continuous learning.
Are there specific hours that I must work?
Yes, you must be able to work during US hours.
Will I need to work on regulatory compliance related to multiple jurisdictions?
Yes, you will need to update client compliance programs as necessary to meet various federal and state securities laws and regulations.