FAQs
What is the main role of an Operations Team Member in Capital Market Operation-Custodial Operations?
The main role involves being part of the Client Onboarding team, focusing on preparing and processing documentation for Foreign Portfolio Investors (FPI) and Foreign Direct Investors (FDI), ensuring regulatory compliance, and managing client interactions.
What documentation is handled for FPI and FDI clients?
The documentation includes preparation and processing of onboarding documents, modification requests, and review of client structures to ensure compliance with regulatory requirements.
What qualifications are required for this position?
A Post Graduate degree in Commerce/Banking, an MBA in Finance or General Management, or a qualification as a Chartered Accountant is required.
Is knowledge of regulatory guidelines necessary for this role?
Yes, knowledge of SEBI/RBI KYC guidelines, SEBI (FPI) Regulations, and operational guidelines related to the custody business is essential.
What skills are important for success in this role?
Important skills include proficiency in documentation review, good communication and presentation skills, and the ability to maintain relationships with regulatory officials from SEBI/NSDL.
How important is client interaction in this position?
Client interaction is very important as it involves directly addressing inquiries related to documentation and ensuring a smooth onboarding process.
What is the work environment like for this role?
The work environment involves collaboration with internal operations teams, client interactions, and handling regulatory queries, all in a structured and compliance-focused atmosphere.
Are there any specific industry relationships that are beneficial for this role?
Yes, maintaining good relationships with regulatory officials from SEBI and NSDL is beneficial for handling FPI and custody-related activities.
What is the level of experience required for this job?
This position is categorized as M3 level, indicating that it typically requires mid-level experience in capital market operations or a related field.