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Rates Product Compliance Officer - Vice President

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Citi

Jul 6, 2024

Applications are closed

  • Job
    Full-time
    Expert Level
  • Legal
  • London

Requirements

  • Previous experience within similar role within financial services
  • Previous experience within Rates and Markets Treasury or similar Markets Treasury function.
  • Strong knowledge of Compliance laws, rules, regulations, risks and typologies
  • Must be a self-starter, flexible, innovative and adaptive
  • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
  • Strong written and verbal communication and interpersonal skills
  • Ability to both work collaboratively and independently; ability to navigate a complex organization
  • Advanced analytical skills
  • Ability to both work independently and collaborate with team members
  • Excellent project management and organizational skills and capability to handle multiple projects at one time
  • Proficient in MS Office applications (Excel, Word, PowerPoint)
  • Demonstrated knowledge in area of focus
  • Relevant certifications desirable
  • Education:
  • Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; strong working knowledge of function/business/product supported and the related operations and financial requirements; Advanced degree preferred

Responsibilities

  • Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.
  • Providing guidance on rules and regulations relating to function/business/product operational issues, as well as, provide transactional approvals and interpretation of internal compliance policies.
  • Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and other parties.
  • Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product.
  • Supporting the Rates and Markets Treasury function in performing timely compliance reviews of new products.
  • Assisting in the development and administration of Compliance training for the supported function/business/product.
  • Researching any new reform rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules.
  • Additional duties as assigned
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

FAQs

What is the primary role of the Rates Product Compliance Officer at Citi?

The primary role of the Rates Product Compliance Officer is to assist with internal strategies, policies, procedures, and risk management frameworks to prevent violations of laws, rules, or regulations, while providing day-to-day compliance advice related to the supported function, business, or product.

What are the key responsibilities of this role?

Key responsibilities include designing and maintaining compliance programs, providing guidance on operational rules and regulations, assisting with regulatory inquiries, supporting compliance reviews of new products, collaborating with various internal areas, and developing compliance training.

What qualifications are necessary for this position?

Candidates should have previous experience in a similar role within financial services, particularly in Rates and Markets Treasury, strong knowledge of compliance laws and regulations, and a Bachelor's degree, preferably with an advanced degree. Relevant certifications in compliance or finance are also desirable.

What skills are important for a successful Rates Product Compliance Officer?

Important skills include strong analytical capabilities, excellent interpersonal and communication skills, project management abilities, proficiency in MS Office applications, and the capacity to work both independently and collaboratively.

What type of experience is preferred for applicants?

Previous experience within financial services, particularly in rates and markets treasury functions or similar compliance roles, is preferred. A strong working knowledge of the operational and financial aspects of the function or business supported is also important.

What benefits can I expect if I join Citi as a Rates Product Compliance Officer?

Benefits include a competitive base salary, generous holiday allowance starting at 27 days plus bank holidays, performance-related bonuses, private medical insurance, an Employee Assistance Program, a pension plan, paid parental leave, exclusive discounts, and access to learning and development resources.

Will this position allow for flexible working arrangements?

Yes, the role offers a hybrid working model, allowing up to 2 days of work from home per week.

How does Citi support diversity in the workplace?

Citi is committed to ensuring an inclusive workplace where everyone feels comfortable coming to work as their whole self. The company encourages a diverse workforce and values the contributions of individuals from various backgrounds.

What is the career growth potential for this position?

Joining Citi in this role provides opportunities for career growth within a global financial institution, enabling professionals to enhance their skills in compliance and risk management while working closely with various business functions.

What kind of projects will a Rates Product Compliance Officer handle?

The officer will handle various compliance-related projects, including compliance reviews of new products, research on regulatory changes, the development of compliance training programs, and collaboration with internal areas to address compliance issues.

Finance
Industry
10,001+
Employees
1998
Founded Year

Mission & Purpose

Citigroup Inc. or Citi is an American multinational investment bank and financial services corporation headquartered in New York City. Citi's operation is to provide financial services that enable growth and economic progress. Core activities are safeguarding assets, lending money, making payments and accessing the capital markets.

Benefits

  • Live Well, Stay Healthy

    Citi provides programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more. Coverage varies by country.

  • Paid parental leave

    We believe all parents deserve time to adjust to parenthood and bond with the newest members of their families. That’s why in early 2020 we began rolling out our expanded Paid Parental Leave Policy to include Citi employees around the world.

  • Save well, for now and your future

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  • Keep learning

    Citi provides access to an array of learning and development resources to help broaden and deepen your skills and knowledge as your career progresses.

  • Be well, take time off

    We have a variety of programs that help employees balance their work and life, including generous paid time off packages.

  • Support Your Community

    We offer our employees resources and tools to volunteer in the communities in which they live and work. In 2019, Citi employee volunteers contributed more than 1 million volunteer hours around the world.