Regulatory Compliance Risk Senior Manager

Grant Thornton

Jun 27

Applications are closed

Job
Full-time
Expert Level
Accounting & Tax
Banking & Finance
$16.2K - $270K
New York

Requirements

Bachelor’s degree in Accounting, Economics, Finance, Information Technology, MIS, or related field required
Minimum 10 of related work experience in financial services, federal regulator, similar consulting practice or function servicing cross-industry clients at a national level required
Certification required, CPA, CRCM, CRMA, CCEP, CRMP, CIA, Certified Federal Bank Examiner, Attorney (concentration in banking law, securities law, financial services regulation, or similar), or related license/certification
Depth of knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer protection laws (TILA, ECOA, RESPA, Flood Insurance, HMDA, FDCPA, FCRA, UDAAP, TISA, EFTA, EFAA, SCRA, MLA, Privacy, Fair Lending etc.)
Depth of knowledge and practical use with regulatory guidelines including but not limited to CFPB, FDIC, FRB, OCC, and NCUA compliance examination procedures
Compliance, Operational Risk and/or Regulatory Compliance or related consulting experience
Exceptional client service with a demonstrated ability to develop and maintain outstanding client relationships
Experience in creating and tracking of engagement work plans, timelines, budgets, project management, and resource allocations
Excellent oral and written communication skills including Strong computer skills including proficiency in Microsoft Office Suite
Strong administrative skills: project workflow; budgets; billing and collections; and preparing and/or coordinating complex written presentation materials
Can travel as needed

Responsibilities

Perform engagement oversight responsibilities, including performance reviews, task delegation, project scheduling, project financials, quality review and client management
Lead and support business development activities, such as proposals, capture, account teams, whitepapers, conferences, and/or other thought leadership material
Lead testing team for Consent Order Validation and independent monitoring engagements, responsible for overseeing execution of testing to verify clients address issues identified and meet requirements set forth by regulators.
Build, maintain, and utilize networks of client relationships and industry involvement and communicating our value proposition
Active communication with clients to manage expectations, ensure satisfaction, and become a trusted business partner
Drive new business and meet or exceed sales targets for new and follow-on work
Meet or exceed targeted billing hours (utilization)
Develop and track engagement work plans, timelines, budgets, and resource allocations
Oversee development of, and completion of, engagement and testing activities
Manage and minimize engagement risk by proactively identifying issues and recommended courses of remediation
Research, analyze, and understand current marketplace issues and emerging regulatory requirements and guidance
Develop thought leadership and whitepapers on emerging regulatory and risk requirements.
Participate in and speak at industry conferences, seminars, and associations
Communicate externally with clients, regulators, and internally with all levels of the organization
Direct communications and meetings with client and regulators to discuss status, results of testing activities and issues
Adhere to the highest degree of professional standards and strict client confidentiality
Manage, develop, train, mentor staff on projects and assess performance for engagement and year-end reviews
Actively participates in recruiting top talent to the firm and interviews campus and/or experienced candidates
Other duties as assigned

FAQs

What qualifications are required for the Regulatory Compliance Risk Senior Manager position?

A Bachelor's degree in Accounting, Economics, Finance, Information Technology, MIS, or related field is required, along with a minimum of 10 years of related work experience in financial services, federal regulator, similar consulting practice, or function servicing cross-industry clients at a national level. A certification such as CPA, CRCM, CRMA, CCEP, CRMP, CIA, Certified Federal Bank Examiner, Attorney (concentration in banking law, securities law, financial services regulation, or similar), or related license/certification is also required.

What are some key responsibilities of the Regulatory Compliance Risk Senior Manager?

Key responsibilities include performing engagement oversight, leading and supporting business development activities, overseeing testing teams for Consent Order Validation, building and maintaining client relationships, driving new business, meeting sales targets, developing thought leadership, managing engagement risk, researching emerging regulatory requirements, developing engagement work plans, training and developing staff, and recruiting top talent.

What specific skills are needed for the Regulatory Compliance Risk Senior Manager role?

Skills needed for this role include a depth of knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer protection laws, regulatory guidelines, exceptional client service, project management, excellent oral and written communication skills, proficiency in Microsoft Office Suite, strong administrative skills, and the ability to travel as needed.

Grant Thornton

Accounting

Industry

10,001+

Employees

1924

Founded Year

Mission & Purpose

Grant Thornton is a leading global network of independent assurance, tax, and advisory firms, providing professional services to dynamic organizations worldwide. Founded in 1924, the firm operates in over 130 countries, helping businesses grow strategically while managing risks and enhancing operational efficiencies. With a focus on quality, collaboration, and innovation, Grant Thornton's mission is to empower clients to unlock their full potential and achieve success in a rapidly evolving business landscape. The firm is dedicated to building trusted relationships and delivering value through personalized and forward-thinking solutions.