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Senior Analyst, Anti- Bribery Corruption and Ethics Compliance Officer

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Northern Trust Corporation

3d ago

  • Job
    Full-time
    Senior & Expert Level
  • Legal
  • London
  • Quick Apply

AI generated summary

  • You should have strong compliance experience, excellent communication skills, knowledge of anti-bribery and ethics, analytical skills, and the ability to work independently in a global setting.
  • You will maintain governance documents, review conflicts of interest, ensure compliance with regulations, support monitoring plans, and advise management on compliance issues.

Requirements

  • In-depth functional / industry knowledge
  • Excellent oral and written communication skills
  • Proven experience involving compliance, auditing and regulatory matters
  • Demonstrated understanding of Conduct Risk, Ethics, Anti-Bribery, policies, practices, and regulations
  • Proven experience in supporting the implementation projects
  • Strong organizational, analytical and problem-solving skills
  • Experience working in a global organization
  • Ability to work independently on projects with minimal supervision
  • Ability to build and maintain business partnerships and communicate in a collaborative way across functions and teams
  • Ability to maintain a high degree of confidentiality/discretion
  • Strong interpersonal skills

Responsibilities

  • Support the maintenance and governance documents related to the Ethics and Anti-Bribery and Corruption programs.
  • Operational support of these areas including documenting the program and processes for management.
  • Review of potential conflicts of interest, including outside business activities, gifts and entertainment, and personal account dealing activity.
  • Review and action requests related to potential conflicts of interest.
  • Keep current with regulatory requirements and guidance in these areas.
  • Support monitoring plans, risk inventories, and compliance risk assessments for the areas of focus.
  • Ensure accurate key metrics and management information to demonstrate effectiveness of the global programs.
  • Advises business partners, including senior management, on appropriate compliance with applicable laws, rules and standards, including keeping them informed on developments.

FAQs

What is the main focus of the Senior Analyst, Anti-Bribery Corruption and Ethics Compliance Officer role?

The primary focus is on supporting the development and oversight of the Conduct Risk Framework and the day-to-day operations of the Ethics and Anti-Bribery and Corruption program.

Who does this role report to?

This role reports directly to the EMEA Head of ABC, Corporate Fraud and Ethics.

What are some key responsibilities of this position?

Key responsibilities include maintaining governance documents, operating program documentation, reviewing potential conflicts of interest, and providing compliance advice to business partners.

What qualifications are preferred for candidates applying for this role?

Preferred qualifications include in-depth functional/industry knowledge, experience with compliance and regulatory matters, strong organizational and problem-solving skills, and the ability to work independently.

Is experience in a global organization required for this position?

Yes, experience working in a global organization is one of the desired qualifications.

What skills are necessary for success in this role?

Necessary skills include excellent communication skills, strong interpersonal skills, analytical skills, and the ability to build and maintain business partnerships.

Does Northern Trust provide support for employees with disabilities?

Yes, Northern Trust is committed to providing reasonable accommodations to individuals with disabilities during the employment process.

Is there an opportunity for career movement within the company?

Yes, Northern Trust encourages movement within the organization and offers an environment where senior leaders are accessible.

How does Northern Trust approach work culture?

Northern Trust promotes a flexible and collaborative work culture that values innovation and community involvement.

What is the application process for this position?

Interested candidates should apply through the Northern Trust career portal and may discuss flexible working requirements during the application process.

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Northern Trust Corporation

Dynamic careers. Brighter futures. Greater possibilities.

Finance
Industry
10,001+
Employees
1889
Founded Year

Mission & Purpose

Northern Trust is a leading global financial services company that offers a comprehensive range of asset servicing, investment management, and banking solutions to individuals and institutions. With a strong emphasis on client-focused services, Northern Trust aims to build enduring partnerships with their clients by providing tailored solutions and exceptional customer experiences. Their expertise in asset management, wealth management, and asset servicing enables them to deliver innovative and reliable financial solutions that help clients grow, preserve, and manage their wealth effectively. As a trusted financial partner, Northern Trust's purpose is to empower their clients to achieve their financial goals and navigate the complexities of the global financial markets with confidence and peace of mind.