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Senior Analyst, Compliance Governance & Assurance

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TD Bank

Aug 2

  • Job
    Full-time
    Entry Level
  • Toronto
  • Quick Apply

AI generated summary

  • You must have strong analytical skills, knowledge of compliance frameworks, experience in governance assurance, and ability to collaborate across teams to ensure regulatory adherence.
  • You will assess compliance processes, ensure governance standards are met, conduct audits, support regulatory assessments, and provide assurance on risk management practices.

Requirements

  • Experience in Compliance, Legal, Risk Management, Technology, or Internal Audit is preferred.
  • Excellent communication skills written and verbal skills.
  • Self-starter, ability to lead, plan, execute, and deliver under minimal supervision.
  • Knowledge of the Issues Management module in MERLIN a plus.
  • Proven relationship management skills and must be a strong team player.
  • Flexibility to quickly adapt to changing and ambiguous initiatives or requirements.
  • Ability to exercise sound judgment in making decisions. Demonstrate analytical and problem-solving skills to think critically and make informed recommendations.
  • Must be highly organized and have excellent time management.
  • Creative in solutioning with a strong attention to detail.
  • Proficient in MS Office Applications.
  • Undergraduate or post graduate degree
  • A minimum of 4 years of relevant work experience (post-degree)

Responsibilities

  • Support updates to the Enterprise Regulatory Compliance Issues Management Procedures to ensure alignment with the Enterprise Issues Management Framework and Issues Management Standards
  • Become a MERLIN (eGRC) subject matter expert to provide support/assistance to Compliance Units in navigating the Issues Management workflow
  • Conduct quality assurance and quality control activities to maintain data accuracy and data completeness
  • Support the Data Quality Check process reaching out to Compliance Units to ensure timeliness of updates and escalation
  • Support the closure of findings against the Compliance Issues Management Program
  • Develop and support reporting of Compliance owned Issues to executives, senior business management partners/teams
  • Develop proactive strategies, processes, and recommendations to senior leaders to manage regulatory compliance issues
  • Support Regulatory Compliance Management activities, specifically the Global Chief Compliance Officer Opinion including the integration of the regulatory library and control mapping to Issues
  • Support ad hoc transformation changes and projects/tasks as required

FAQs

What is the work location for the Senior Analyst, Compliance Governance & Assurance position?

The work location for this position is Canada.

What are the typical working hours for this role?

The typical working hours for this role are 37.5 hours per week.

What department will the Senior Analyst be working in?

The Senior Analyst will be working in the Compliance department.

What qualifications are required for this position?

An undergraduate or postgraduate degree is required, along with a minimum of 4 years of relevant work experience post-degree.

What kind of experience is preferred for candidates applying for this role?

Experience in Compliance, Legal, Risk Management, Technology, or Internal Audit is preferred.

What skills are necessary for the Senior Analyst position?

Necessary skills include excellent communication (written and verbal), self-starter attitude, relationship management, analytical and problem-solving abilities, time management, organization skills, and proficiency in MS Office Applications.

Will there be training and onboarding provided for new hires?

Yes, training and onboarding sessions will be provided to ensure that new hires have everything they need to succeed in their new role.

Is there a mentorship program available for employees?

Yes, mentorship programs are available to help employees unlock future opportunities and support their career development.

How does TD support work-life balance for its employees?

TD provides a Total Rewards package that includes various benefits aimed at achieving employees’ financial, physical, and mental well-being goals, along with paid time off.

Are there career development opportunities within TD?

Yes, TD offers regular career, development, and performance conversations with managers, access to an online learning platform, and various mentoring programs to support employee growth.

What should candidates expect in terms of the interview process?

Candidates can expect to be contacted by the company to schedule an interview, and TD aims to communicate outcomes to all applicants via email or phone call.

Is there a language requirement for this position?

No, there is no specified language requirement for this position.

What accommodations are available during the interview process?

Accommodations, such as accessible meeting rooms and captioning for virtual interviews, can be provided to help remove barriers for candidates participating in the interview process.

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TD Bank

Finance
Industry
10,001+
Employees

Mission & Purpose

Headquartered in Toronto, Canada, the Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group (TD). TD had CDN$1.9 trillion in assets on July 31, 2023. TD also ranks among the world’s leading online financial services firms, with more than 16 million active online and mobile customers. TD offers a full range of financial products and services to over 27.5 million customers worldwide through four key business lines: - Canadian Personal and Commercial Banking including TD Canada Trust, Business Banking, and MBNA - U.S. Retail including TD Bank, America’s Most Convenient Bank, TD Auto Finance (U.S.), TD Wealth (U.S.) and TD’s investment in Schwab - Wealth Management & Insurance including TD Wealth (Canada), TD Direct Investing, and TD Insurance - Wholesale Banking including TD Securities and TD Cowen