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Senior Compliance Advisory Officer – ESG Data, Research & Analytics

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  • Job
    Full-time
    Senior Level
  • Legal
  • London

Requirements

  • Over 8 years* working in the financial services sector with exposure to ESG, in a compliance and/or risk management role.
  • Experience with regulators engagements and working familiarity with global rules, interpretative guidance and directives relating to the provision of ESG ratings, scores and data products (and/or similar experience for a pricing provider).
  • The ability to conduct technical and detailed review of methodologies for scores, pricing and data products.
  • Experience with ESG transparency, governance, conflict of interest management and implementation of comprehensive systems and controls to comply with applicable regulatory requirements drawing upon recommendations from IOSCO as a baseline for standards.
  • The ability to assess, interpret and provide pragmatic guidance on issues relative to a suite of business products offered as information for the purposes of making investment decisions.
  • Experience of identifying and managing risk, including risk framework and issue management.
  • Excellent written and verbal communication skills, and strong attention to detail, specifically in drafting policies, procedures, manuals, and reports and presentations for senior management and governance committees.
  • Strong executive presence.
  • Demonstrated ability to address multiple priorities in a fast-paced environment.
  • Ability to work independently with minimal supervision and collaboratively as part of a team.
  • An analytical mind with strong analytical and problem-solving skills.
  • Willingness to roll up your sleeves and help out even when it’s not in your job description.
  • *Please note we use years of experience as a guide but we certainly will consider applications from all candidates who are able to demonstrate the skills necessary for the role.
  • Familiarity with or understanding of regulatory risks associated with pricing, index, and research compliance matters under U.K., EU, and/or U.S. regulations.
  • An understanding of the language of data, in order to work closely with data management professionals, data analysts and data scientists.
  • Broad understanding of the financial markets, so that you are able to review, understand and discuss in-depth methodology documents, research and analysis.
  • Experience with Bloomberg, in particular Bloomberg Intelligence, BloombergNEF, BVAL or BPIPE.

Responsibilities

  • You will be helping lead compliance support for Bloomberg’s Environmental, Governance, and Social (ESG) products and services. The role will focus on identifying, assessing, and mitigating compliance and regulatory risks applicable to ESG products and services under UK, EU and other current and future regulatory expectations. You will be working with our global Compliance team, along with Legal and Risk colleagues, to provide ongoing compliance support and guidance. You may also be asked to support Bloomberg’s other data, research and analytics products such as Bloomberg Intelligence and BloombergNEF.

FAQs

What is the primary focus of the Senior Compliance Advisory Officer role?

The primary focus of the Senior Compliance Advisory Officer role is to lead compliance support for Bloomberg's Environmental, Governance, and Social (ESG) products and services, specifically identifying, assessing, and mitigating compliance and regulatory risks under UK, EU, and other regulatory expectations.

How many years of experience are required for this position?

Over 8 years of experience in the financial services sector with exposure to ESG in a compliance and/or risk management role is preferred.

What kind of regulatory experience is needed for this role?

Candidates should have experience with regulatory engagements and familiarity with global rules, interpretative guidance, and directives related to ESG ratings, scores, and data products.

What skills are considered essential for this position?

Essential skills include excellent written and verbal communication, attention to detail, analytical and problem-solving capabilities, strong executive presence, and the ability to manage multiple priorities in a fast-paced environment.

Is knowledge of specific ESG regulations required?

Yes, familiarity with evolving ESG principles and proposed or recently adopted regulations like the EU ESG Ratings Regulation, CSRD, and CSDDD is required.

Will the role involve collaboration with other departments?

Yes, the role involves working collaboratively with the global Compliance team, Legal, and Risk colleagues to provide ongoing compliance support and guidance.

Is experience with Bloomberg products advantageous for this position?

Yes, experience with Bloomberg products, particularly Bloomberg Intelligence, BloombergNEF, BVAL, or BPIPE, is beneficial.

Are there opportunities for professional development within this role?

Yes, the role offers opportunities for individuals to develop and demonstrate their skills while contributing to compliance and risk management initiatives within the organization.

Can candidates with less than 8 years of experience apply?

Yes, while 8 years of experience is the guideline, applications from candidates who can demonstrate the necessary skills for the role will be considered.

What is the working environment like at Bloomberg?

Bloomberg offers a collaborative and open working environment that emphasizes teamwork and supports innovation while striving to deliver results and address complex legal issues.

Think Bigger.

Finance
Industry
10,001+
Employees
1981
Founded Year

Mission & Purpose

Bloomberg is the world's primary distributor of financial data and a top news provider of the 21st century. A global information and technology company, we use our dynamic network of data, ideas and analysis to solve difficult problems every day. Our customers around the world rely on us to deliver accurate, real-time business and market information that helps them make important financial decisions. At Bloomberg, we are guided by four core values that are the foundation of our continued success: innovation, collaboration, customer service and doing the right thing. We harness the power of data and technology to organize, understand and improve our world. It's our purpose. Come find yours.

Benefits

  • Group personal pension plan

    When employees invest in their future, Bloomberg does too. We offer a retirement savings plan to help you build income for the future that’s enhanced by a generous matching contribution

  • Annual season ticket

    The Season Ticket Loan Scheme can save you money. Employees are able to buy an annual ticket that costs less than 12 separate monthly tickets. Under this scheme, Bloomberg purchases an annual transportation pass (train, tube, DLR and bus) on your behalf, after which employees pay back the discounted cost in 12 monthly installments

  • Medical plan

    Bloomberg offers employees access to a private medical insurance scheme, which can complement the treatment you receive via the NHS. It provides you with choice about how, when and where you receive medical care. As part of your coverage, employees can access a well-being program that encourages you to live a healthier lifestyle and rewards you with awards points and access to discounts at various reward partners

  • Leave

    Bloomberg offers employees 25 paid vacation days, eight paid bank holidays and paid sick days. We also provide leaves of absence to address a variety of personal situations, including family and medical emergencies, jury duty and more

  • Employee discounts

    Employees have access to discount programs to help save money on thousands of items such as travel, clothing, electronics, shows, gym memberships and many more

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