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Toronto Risk and Compliance Regulatory Compliance Financial Services Experienced Consultant



5d ago

  • Job
    Junior & Mid Level
  • Banking & Finance
  • Toronto
  • Quick Apply


  • You enjoy identifying and assessing relevant risk in a business.
  • You are motivated to learn and interested in all things related to operation and enterprise risk, including the latest trends and developments.
  • You are passionate about building relationships with clients and providing clients with exceptional experiences.
  • You have an inherent interest in project management and team leadership.
  • You contribute to a positive team culture that fosters open communication among all engagement team members.
  • You create development opportunities for others and ways for your team to improve our clients and communities.
  • You have interest in working with a diverse portfolio of clients across the financial services industry.
  • Do Your Talents Include the Following?
  • Experience with or understanding of:
  • Develop an understanding of the client’s business and industry, their business processes, and business risks.
  • Bring a fresh perspective to each client engagement, seeking out opportunities to innovate in ways that better serve our clients.
  • Observe senior leadership engage with the client through presentations, work product creation, and project management.
  • Coach Interns, Consultants, and facilitates the successful completion of project work plan.
  • Facilitate the execution of project work plans; learn to identify areas of risk and opportunities to improve efficiencies.
  • Serve as both role model and trainer, demonstrate attributes of excellent client service, and assist team members in developing technical and professional competency.
  • Strengthen relationships with client personnel and professional associates as the ability to communicate, gain trust and network improves.
  • Evaluating, summarizing, organizing, and interpreting data.
  • Establishing and cultivating business relationships and a professional network.
  • Ability to translate and communicate operational and enterprise risks to client personnel, including executives.
  • Supervisory experience of teams including mentoring, oversight and review of work, coordination across teams, and understanding how to motivate.
  • Your Educational and Professional Qualifications:
  • Bachelor’s degree in a relevant discipline (business, finance, risk management or a related field).
  • 2+ years working in regulatory compliance either in professional services or the financial services industry.
  • Proficiency in Microsoft Office suite applications with specific emphasis on Word, Excel and PowerPoint. Secondary emphasis on Visio and Access.
  • Professional Certification such as Certified Regulatory Compliance Manager (CRCM) is a plus.


  • As a Senior Consultant, you will be a mentor, trainer, and coach to Interns and Consultants as you facilitate the successful completion of project work plans. You’ll identify areas of risk and opportunities to increase efficiency. You’ll strengthen relationships and deepen your abilities to communicate, gain trust, and network with client personnel and professional associates. At the direction of Managers, you may accept responsibility for decision-making in areas including establishing project scope and work plans, project staffing, preparation of deliverables, and application of methodologies. By focusing on clients and engagements in the financial services industry, you’ll partner with highly regulated clients and deepen your understanding of financial services regulations.

Global Business Consulting

Founded Year

Mission & Purpose

Protiviti (www.protiviti.com) is a global consulting firm that delivers deep expertise, objective insights, a tailored approach and unparalleled collaboration to help leaders confidently face the future. Protiviti and our independent and locally owned Member Firms provide clients with consulting and managed solutions in finance, technology, operations, data, analytics, governance, risk and internal audit through our network of more than 85 offices in over 25 countries. Named to the 2021 Fortune 100 Best Companies to Work For® list, Protiviti has served more than 60 percent of Fortune 1000 and 35 percent of Fortune Global 500 companies. The firm also works with smaller, growing companies, including those looking to go public, as well as with government agencies. Protiviti is a wholly owned subsidiary of Robert Half (NYSE: RHI). Founded in 1948, Robert Half is a member of the S&P 500 index.