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Vice President, Compliance Consulting

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Kroll

Jan 10

Applications are closed

  • Job
    Full-time
    Senior Level
  • Consulting
    Legal
  • Dubai

Requirements

  • Excellent oral and written communication skills in English
  • Solid knowledge of the regulatory universe of Investment Service Providers and Portfolio Management Companies in the UAE
  • Relevant experience of at least 7 years within a financial institution or consulting firm
  • Excellent interpersonal skills enabling teamwork
  • A strong capacity for adaptation, rigor and proactivity allowing us to contribute to the excellence of our service to customers
  • Clear and logical reasoning ability, ability to make decisions and articulate them clearly
  • Excellent writing skills
  • Excellent time management and ability to work under pressure

Responsibilities

  • Manage and develop a relationship of trust with our customers
  • Advice and implementation of specific solutions to meet the needs of our clients: updating the collection of procedures, risk mapping, preparation for an inspection by the supervisory authority
  • Development and maintenance of the firm's internal tools
  • Evaluation of the systems in place with our clients with recommendations to be made in the short and medium term
  • Carry out and ultimately assume responsibility for supervising checks carried out at our clients' premises
  • Analyze the impact of regulatory developments on our clients
  • Ensure regulatory monitoring with customers through training and conferences as well as by writing articles or monitoring notes

FAQs

What is the primary responsibility of the Vice President in Compliance Consulting at Kroll?

The primary responsibility includes helping clients form businesses, obtain initial licensing or registration, and providing ongoing compliance advice in a rapidly changing regulatory environment.

What experience is required for this position?

The position requires relevant experience of at least 7 years within a financial institution or consulting firm.

Are there specific areas of expertise that are essential for this role?

Yes, a solid knowledge of the regulatory universe of Investment Service Providers and Portfolio Management Companies in the UAE is essential.

What skills are necessary for success in this role?

Essential skills include excellent oral and written communication skills in English, strong interpersonal skills, ability to adapt and be proactive, logical reasoning ability, excellent writing skills, and time management skills.

What type of clients will the Vice President in Compliance Consulting be working with?

The Vice President will work with asset managers, private equity firms, investment firms, and other regulated financial services clients.

What kind of support will be provided to clients?

The role includes providing advice on compliance solutions, regulatory monitoring, and conducting audits and independent reviews.

Is this position based in a specific location?

Yes, the position is located in Dubai.

Does Kroll offer opportunities for career development?

Yes, Kroll fosters a collaborative and empowering environment that propels employees' careers to new heights.

What is Kroll’s stance on diversity and equal opportunity?

Kroll is committed to equal opportunity and diversity, recruiting people based on merit.

How can I apply for this position?

To be considered for the position, you must formally apply via careers.kroll.com.

Data, technology and insights for risk, governance and growth.

Consulting
Industry
5001-10,000
Employees
1932
Founded Year

Mission & Purpose

As the leading independent provider of risk and financial advisory solutions, Kroll leverages our unique insights, data and technology to help clients stay ahead of complex demands. Kroll's team of more than 6,500 professionals worldwide continues the firm’s nearly 100-year history of trusted expertise spanning risk, governance, transactions and valuation. Our advanced solutions and intelligence provide clients the foresight they need to create an enduring competitive advantage. At Kroll, our values define who we are and how we partner with clients and communities.

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