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Compliance Analyst Intern (12-month placement 2025-2026)

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AXA

15d ago

  • Internship
    Full-time
    Off-cycle Internship
  • Government & Politics
    Legal
  • London

AI generated summary

  • You should be pursuing a Bachelor’s degree, proficient in Microsoft Office, possess strong communication skills, have a keen interest in Compliance, and demonstrate integrity and initiative.
  • You will assist in compliance monitoring, conduct investigations, liaise with teams for exceptions, prepare reports, update procedures, and support policy development and advisory activities.

Requirements

  • Undertaking a Bachelor degree
  • Proficiency with Microsoft Office such as Word, Excel & PowerPoint.
  • Keen interest in a career in Compliance, regulations and Investment Management activities,
  • Good verbal and written communication skills with the ability to effectively communicate.
  • Strong sense of integrity and ethics.
  • Collegial and collaborative approach to problem solving.
  • Self-motivator and enthusiastic.
  • Proactive and uses initiative.
  • Pragmatic, calm and can-do approach.

Responsibilities

  • Assist in the preparation of the firm’s risk based surveillance monitoring programme (including Market Abuse and Best execution) under guidance from the Senior Compliance Manager and Senior Compliance Monitoring Officer.
  • Conduct compliance surveillance and monitoring controls by performing detailed documented investigations in accordance to defined procedures.
  • Liaising with portfolio managers, traders and first line controls’ teams (verbally and via email) to determine the rationales/reasons for exceptions selected for review, and identify possible issues with the records being kept/processes undertaken etc against UK regulations and industry best practice.
  • Provide timely and accurate surveillance and monitoring reports to the Senior Compliance Surveillance Officer for review.
  • Assist with the development and maintenance of UK Compliance Department policies and procedures.
  • Contribute to wider Compliance Advisory team activities as required including for example Code of Ethics, Star Compliance and Attestations.
  • Update surveillance test procedures and control sheets.

FAQs

What is the duration of the Compliance Analyst Intern placement?

The placement is for a duration of 12 months, from 2025 to 2026.

What qualifications do I need to apply for this internship?

You need to be undertaking a Bachelor degree to apply for this internship.

Will I receive training during the internship?

Yes, you will receive guidance and support from the Senior Compliance Manager and Senior Compliance Monitoring Officer.

Is knowledge of Microsoft Office required for this role?

Yes, proficiency with Microsoft Office such as Word, Excel, and PowerPoint is required.

What are the main responsibilities of the Compliance Analyst Intern?

The responsibilities include assisting in the preparation of the firm’s risk based surveillance monitoring programme, conducting compliance surveillance and monitoring controls, liaising with various teams for investigations, providing reports, and contributing to the development of compliance policies and procedures.

What kind of skills are important for this internship?

Important skills include good verbal and written communication, a strong sense of integrity and ethics, a collaborative approach to problem-solving, self-motivation, proactivity, and a calm, can-do attitude.

Is this position open to individuals with disabilities?

Yes, AXA IM is an Equal Opportunity Employer and encourages candidates with disabilities to apply.

What is the company's stance on diversity and inclusion?

AXA IM actively recognizes and values individual differences in a diverse and inclusive workforce.

Is there an opportunity for career growth after the internship?

Yes, AXA IM offers internal opportunities and personalized learning paths to help develop your skills and abilities.

Does AXA IM support environmental initiatives?

Yes, AXA IM is committed to environmental responsibility and will celebrate your arrival by planting a tree as part of their sustainability commitment.

Finance
Industry
10,001+
Employees
1816
Founded Year

Mission & Purpose

We always start with our customers. As one of the largest global insurers, our purpose is to act for human progress by protecting what matters. Protection has always been at the core of our business, helping individuals, businesses and societies to thrive. And AXA has always been a leader, an innovator, an entrepreneurial company, fostering progress in all its dimensions. Our purpose also links back to the Group's roots. From the outset, AXA has been committed to acting as a force for collective good. From solidarity-based actions with AXA Hearts In Action to work on prevention issues with the AXA Research Fund and the fight against climate change, AXA has always been attentive to its social environment and embraced its responsibility as an insurer: responsibility for taking action upstream in order to better understand risks, with one goal in mind: to ensure better protection.