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Intern Compliance Officer

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UBS

1mo ago

  • Internship
    Full-time
    Summer Internship
  • Legal
    Banking & Finance
  • Madrid

AI generated summary

  • You should be studying Law, Economics, or Business Admin, have analytical skills, be organized, fluent in Spanish and English, and proficient in Microsoft Office. Strong communication is key.
  • You will review compliance policies, monitor adherence to regulations, assist with regulatory requests, perform risk assessments, and extract data to identify compliance issues.

Requirements

  • Currently undertaking a University undergraduate or higher education degree in Law, Economics or Business Administration.
  • Knowledge of the Private Banking & Wealth Management sector, financial products & services and the regulatory landscape is an asset.
  • A proven ability to apply a problem-solving approach with good quantitative and analytical skills.
  • Strong organizational skills and the ability to work towards tight deadlines, taking full ownership of your tasks.
  • You possess strong Windows, Microsoft Office skills including Outlook, PowerPoint, Excel and Word.
  • Ability to cope with pressure and a high level of flexibility, responsibility and attention to detail and diligent work approach with respect for our risk and control obligations.
  • Fluency in Spanish and English.
  • Evidence of strong communication skills and passion that will enable to connect with clients and colleagues to support a high service quality level.

Responsibilities

  • support the review/update of the compliance function's policies and procedures to ensure they remain appropriate, relevant and effective.
  • compliance monitoring and testing focus on overseeing and evaluating an organization’s adherence to regulatory and internal compliance requirements.
  • assist in the gathering of internal information in response to regulatory requests and regular reporting.
  • support on performing compliance risk assessments and analyze data to identify potential compliance issues.
  • extract of data and information for undertaking activities.

FAQs

What is the job title for this position?

The job title is Intern Compliance Officer.

Where is the job located?

The job is located in Madrid, Spain.

What will be my main responsibilities as an Intern Compliance Officer?

Your main responsibilities will include supporting the Compliance team, assisting in policy updates, compliance monitoring, gathering information for regulatory requests, performing compliance risk assessments, and analyzing data.

What qualifications are required for this position?

Candidates must be currently undertaking a University undergraduate or higher education degree in Law, Economics, or Business Administration.

Is knowledge of the Private Banking and Wealth Management sector necessary?

While not mandatory, knowledge of the Private Banking & Wealth Management sector, financial products & services, and the regulatory landscape is considered an asset.

What skills should I possess to be successful in this internship?

You should have strong organizational skills, problem-solving abilities, quantitative and analytical skills, proficiency in Microsoft Office, flexibility, attention to detail, strong communication skills, and fluency in Spanish and English.

How does the Compliance team at UBS value Diversity and Inclusion?

The department values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition, which is an integral part of their global cultural values.

What working arrangements does UBS offer?

UBS offers flexible working arrangements such as part-time, job-sharing, and hybrid (office and home) working.

What characterizes the work environment at UBS?

The work environment at UBS is global, dynamic, diverse, committed, and collaborative, providing an excellent platform for personal and professional development.

What is UBS's stance on equal opportunity employment?

UBS is an Equal Opportunity Employer and respects and seeks to empower each individual, supporting diverse cultures, perspectives, skills, and experiences within the workforce.

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UBS

Helping you answer some of life's most important questions

Finance
Industry
10,001+
Employees
1862
Founded Year

Mission & Purpose

From gaining new experiences in different roles to acquiring fresh knowledge and skills – at UBS we believe that you should never stop growing and learning because life never stops teaching. We know that it's our people – with their unique backgrounds, skills, experience levels and interests – who drive our ongoing success. Ready to be part of #teamUBS and make an impact? Find out more at ubs.com/careers. UBS works with individuals, families, institutions, and corporations around the world to help answer some of life's questions – whether through award winning wealth management advisory, investment banking and asset management expertise, or private and corporate banking services in Switzerland*. In June 2023, Credit Suisse became a UBS Group company. With more than 124,000 colleagues around the world**, we collaborate across all major financial centers in 50 countries**. Although we all come from different backgrounds and specializations, two things unite us: the conviction that we’re stronger together, and the will and curiosity to constantly innovate. That’s the key to us unlocking our full potential (and what we look for in everyone who joins us). It’s also why we’re regularly recognized as an attractive employer.*