Logo of Huzzle

Home

Matches

Explore

Manage

VIE - Junior Compliance Surveillance Officer

image

AXA

Sep 11

Applications are closed

  • Internship
    Full-time
    Off-cycle Internship
  • Business, Operations & Strategy
  • London

Requirements

  • Technical skills:
  • Strong analytical and problem-solving skills
  • Fluent in English. French language a plus but not essential
  • Good working knowledge of Microsoft Excel, and PowerPoint a plus. Use of other systems commonly used by asset management firms a plus but not essential
  • Good understanding of regulatory requirements and their practical application
  • Personal skills:
  • Keen interest in a career in Compliance
  • Excellent timekeeping / organisational skills to meet deadlines
  • Good communication skills, both oral and in writing, with the ability to work across different jurisdictions and with stakeholders across different parts of the firm
  • Good judgment and ability to identify issues and escalate them as appropriate
  • Pragmatic and common-sense approach to solving business problems
  • Self-starter with ability to multi-task when in the office or when working remotely
  • Proactive – provides effective solutions
  • Strong ethical values

Responsibilities

  • Conduct market abuse surveillance for all portfolio management and trading activity in accordance with defined procedures.
  • Where required, assist in other transactional surveillance relating to the following topics International Sanctions and Beneficial Ownership Reporting.
  • Assist in the provision of information to governance committees and senior management to demonstrate compliance and/or to highlight issues or trends where appropriate.
  • Assist in the development, execution and maintenance of related processes and procedures to support investment transversal business processes.
  • Assist with the provision of information to clients and/or regulators when required.

FAQs

What is the primary purpose of the Junior Compliance Surveillance Officer role?

The primary purpose is to assist the AXA IM Global Compliance Investment Transversal Business Process team with the design, implementation, execution, and reporting of transactional surveillance activities.

What kind of experience is preferred for this role?

A keen interest in a career in Compliance and relevant technical skills, such as strong analytical and problem-solving skills, are preferred for this role.

Is knowledge of regulatory requirements important for this position?

Yes, a good understanding of regulatory requirements and their practical application is important for this position.

What languages are required for this role?

Fluency in English is required, and French language skills are a plus but not essential.

What tools and systems should candidates be familiar with for this role?

Candidates should have a good working knowledge of Microsoft Excel, and PowerPoint is a plus. Familiarity with other systems commonly used by asset management firms is advantageous but not essential.

How does AXA IM support employee growth?

AXA IM offers internal opportunities and personalized learning paths to help employees constantly develop their skills and abilities.

What kind of work environment can employees expect at AXA IM?

Employees can expect a forward-thinking business that emphasizes flexibility and balance, with a wide range of benefits including hybrid working and competitive health benefits.

Are candidates from diverse backgrounds encouraged to apply?

Yes, AXA IM is an Equal Opportunity Employer and encourages candidates with disabilities or any other protected characteristic to apply.

What kind of community does AXA IM promote within the workplace?

AXA IM promotes a diverse community that actively recognizes and values individual differences, fostering an inclusive workforce.

What commitment does AXA IM have towards societal and environmental causes?

AXA IM acts in favor of societal and environmental causes, and as part of their sustainability commitment, they will celebrate new arrivals by planting a tree.

image

AXA

Finance
Industry
10,001+
Employees
1816
Founded Year

Mission & Purpose

We always start with our customers. As one of the largest global insurers, our purpose is to act for human progress by protecting what matters. Protection has always been at the core of our business, helping individuals, businesses and societies to thrive. And AXA has always been a leader, an innovator, an entrepreneurial company, fostering progress in all its dimensions. Our purpose also links back to the Group's roots. From the outset, AXA has been committed to acting as a force for collective good. From solidarity-based actions with AXA Hearts In Action to work on prevention issues with the AXA Research Fund and the fight against climate change, AXA has always been attentive to its social environment and embraced its responsibility as an insurer: responsibility for taking action upstream in order to better understand risks, with one goal in mind: to ensure better protection.

Get notified when AXA posts a new role

Get Hired with Huzzle

Discover jobs with AI-powered precision. Autofill and track applications, create tailored resumes, and find the best opportunities across the web – all by simply chatting.

Already have an account?