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Compliance Governance & Operations Project Delivery Manager

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TD Bank

Jan 17

  • Job
    Full-time
    Senior & Expert Level
  • London
  • Quick Apply

AI generated summary

  • You need an undergrad or technical certificate, project management skills (PMP/CAPM preferred), MS Office proficiency, strong communication, and organizational skills, plus regulatory compliance knowledge.
  • You will manage project planning, track progress, communicate with stakeholders, assess compliance risks, maintain documentation, and report on project performance and compliance metrics.

Requirements

  • Undergraduate degree or technical certificate with relevant experience in Financial Markets and Banking and Project Management and Delivery.
  • Excellent project management skills, including scheduling, and strong analytical, process mapping and problem-solving skills. PMP, CAPM, or equivalent project management certification.
  • Microsoft office skills and proficiency in Microsoft PowerPoint and Excel skills essential.
  • Familiarity with Merlin, TDBG's system of record for LRRs and regulatory compliance requirements (e.g., OSFI E-13) desirable.
  • An excellent communicator adept at relationship management and engaging multiple stakeholders across multiple jurisdictions.
  • Strong organizational skills with excellent attention to detail - ability to manage several deliverables across the spectrum of the regulatory compliance landscape and support developing BAU practices within the broader Global Initiatives team.
  • Has an exceptional ability to write and verbalise narratives (i.e., project updates) for different audiences at a functional, regional and global level including translating RCM programme requirements into actionable deliverables.
  • A proactive self-starter, willing to following up and has an enquiring mind to 'find out' how, why and when.

Responsibilities

  • Undertake project planning and execution by developing and implementing project plans to support delivery of the TDS Global Compliance Regulatory Compliance Management (RCM) initiatives.
  • Set timelines, work with TDS CU RCM leads, establish project milestones, track progress, identify risks, and ensure timely delivery of RCM program milestones.
  • Act as a liaison between TDS CUs, the business and Central Compliance teams. Communicate project status, risks, and Compliance updates effectively to leadership and stakeholders and foster collaboration among cross-functional teams.
  • Identify, assess, and mitigate compliance-related risks within projects. Implement controls and safeguards to minimize regulatory exposure. Prepare and maintain documentation to demonstrate compliance during audits and Quality Assurance activities.
  • Maintain detailed project documentation, including requirements, schedules, and deliverables.
  • Provide regular reports on project performance and compliance metrics. Ensure audit trails and records are accurate and accessible.
  • Manage ad hoc related deliverables to support the Global Initiatives Lead, as required.

FAQs

What are the working hours for this position?

The working hours for this position are 35 hours per week.

Where is the job located?

The job is located in London, United Kingdom.

Who will I report to in this role?

You will report to Natalie Murray, Managing Director, Global Initiatives Lead, TDS Global Compliance.

What is the main responsibility of the Project Delivery Manager?

The main responsibility of the Project Delivery Manager is to manage the book of work associated with Regulatory Compliance Management (RCM) and related projects, ensuring compliance with relevant laws and regulations.

Is there a specific project management certification required for this role?

Yes, PMP, CAPM, or an equivalent project management certification is required.

What skills are emphasized for this position?

Excellent project management skills, strong analytical and problem-solving abilities, proficiency in Microsoft PowerPoint and Excel, and exceptional communication skills are emphasized.

Will there be travel involved in this role?

Yes, occasional travel may be necessary to meet with internal stakeholders in our global offices.

What type of work arrangement does this position offer?

This position offers a hybrid work arrangement, requiring both in-office collaboration and remote work.

What kind of training will be provided for this role?

Training and onboarding sessions will be provided to ensure that you have everything you need to succeed in your new role.

What opportunities exist for career development within the organization?

The organization offers regular career development conversations, access to an online learning platform, and various mentoring programs to help you unlock future opportunities.

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TD Bank

Finance
Industry
10,001+
Employees

Mission & Purpose

Headquartered in Toronto, Canada, the Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group (TD). TD had CDN$1.9 trillion in assets on July 31, 2023. TD also ranks among the world’s leading online financial services firms, with more than 16 million active online and mobile customers. TD offers a full range of financial products and services to over 27.5 million customers worldwide through four key business lines: - Canadian Personal and Commercial Banking including TD Canada Trust, Business Banking, and MBNA - U.S. Retail including TD Bank, America’s Most Convenient Bank, TD Auto Finance (U.S.), TD Wealth (U.S.) and TD’s investment in Schwab - Wealth Management & Insurance including TD Wealth (Canada), TD Direct Investing, and TD Insurance - Wholesale Banking including TD Securities and TD Cowen

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