FAQs
Do we support remote work?
No, this is an onsite role that requires you to work within our London office 5 days a week.
What are the primary responsibilities of the Compliance Manager?
The Compliance Manager is responsible for delivering an effective compliance advisory function, managing a junior team member, providing regulatory advice, acting as the Compliance lead for key projects, and promoting a good compliance culture within the team and the business.
What experience is required for this position?
Candidates should have experience working in a Compliance advisory function with an applicable regulatory framework, as well as the ability to manage compliance projects and liaise with a range of stakeholders.
What skills are essential for the Compliance Manager role?
Essential skills include strong communication skills, analytical skills, ability to interpret regulatory publications, organizational skills, and a proactive approach to process improvements.
Will the Compliance Manager be involved in product launches?
Yes, the Compliance Manager will act as the Compliance lead for new product launches from a regulatory advisory perspective.
Is there a requirement for reporting in this role?
Yes, the Compliance Manager will be responsible for producing Management Information (MI) and reports.
What is the approach to employee development within this role?
The Compliance Manager is expected to maintain personal and professional development to meet changing demands, including relevant regulatory and legislative training.
How does this role ensure compliance with the firm’s obligations?
The Compliance Manager provides daily regulatory advice, promotes a good compliance culture, and collaborates with other compliance colleagues to ensure that commercial enterprises are conducted in accordance with regulatory obligations.
Does the role involve management responsibilities?
Yes, the Compliance Manager will have line management responsibilities for a junior team member, the Compliance Analyst.
What kind of work environment can be expected in this role?
The work environment will be collaborative, requiring effective relationships with key stakeholders across the CMC Group, and will involve proactive liaison with various business areas.