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Compliance Manager, VP - Blackstone Multi-Asset Investments

  • Job
    Full-time
    Senior & Expert Level
  • Banking & Finance
  • £140K - £200K
  • New York City
  • Quick Apply

AI generated summary

  • You need 8+ years compliance experience in fund or financial services, deep knowledge of regulatory laws, strong analytical skills, global regulation familiarity, software proficiency, training experience, project management abilities, and leadership skills.
  • You will oversee compliance policies, review fund documentation, manage investor onboarding, coordinate with LP team, implement NFA compliance, organize board meetings, collaborate with regulatory bodies, and engage with investment and operational teams.

Requirements

  • 8+ experience in a compliance role within a hedge fund, private equity fund, compliance consultancy, financial services firm, or as a practicing funds lawyer, with in-depth knowledge of the Investment Advisers Act of 1940.
  • Strong analytical skills with the ability to interpret complex regulatory requirements and provide practical, business-oriented advice.
  • Demonstrated experience with the development, implementation, and oversight of compliance policies and procedures.
  • Familiarity with global financial regulations, including but not limited to the Dodd-Frank Act and AIFMD is highly desirable.
  • Strong skills in using compliance software and programs that support monitoring, reporting, and risk assessment activities.
  • Experience in conducting compliance training sessions and promoting compliance within an organization.
  • Ability to manage multiple projects simultaneously and meet tight deadlines within a dynamic work environment.
  • Demonstrated leadership skills and the ability to persuade and engage with senior management and key stakeholders across the organization.

Responsibilities

  • Analyzing legal and regulatory changes, designing new policies and procedures to mitigate risks and leading regulatory change management process with BXMA's operations and investment teams.
  • Conducting thorough reviews of documentation for BXMA's fund products, including but not limited to Private Placement Memorandums (PPMs), Limited Partnership Agreements (LPAs), transfer agreements, and subscription documents.
  • Managing the investor onboarding process in partnership with BXMA's client operations team, including coordination with administrators for Anti-Money Laundering (AML) compliance.
  • Coordinating with the dedicated LP Marketing Review team on investor communications.
  • Implementing NFA compliance policies and procedures.
  • Facilitating communication with fund directors and organizing board meetings.
  • Supporting the implementation and maintenance of the firms' compliance programs.
  • Supervising a variety of regulatory filings with the SEC, CFTC / NFA, and other international regulatory bodies, in collaboration with BXMA's operations and finance teams.
  • Engaging in meaningful interactions with BXMA's investment and operational professionals on a wide range of business matters.

FAQs

What will the Compliance Manager, VP at Blackstone Multi-Asset Investments be responsible for?

The Compliance Manager, VP will work with the Chief Compliance Officer to address legal and compliance issues related to hedge funds, hybrid funds, and funds of hedge funds within the BXMA team at Blackstone.

What level of experience is required for this position?

The ideal candidate should have a strong background in compliance and legal matters within the financial industry, specifically with hedge funds, hybrid funds, and funds of hedge funds.

What are some of the day-to-day responsibilities of the Compliance Manager, VP?

The Compliance Manager, VP will be responsible for ensuring that the BXMA team complies with all relevant regulations and internal policies, conducting compliance reviews, developing compliance training programs, and assisting with regulatory filings and examinations.

Will the Compliance Manager, VP work closely with other teams within Blackstone?

Yes, the Compliance Manager, VP will collaborate with various teams within Blackstone, including legal, risk management, and investment teams, to ensure that compliance issues are addressed effectively across the organization.

Finance
Industry
1001-5000
Employees
1985
Founded Year

Mission & Purpose

Blackstone is a global investment firm that specialises in alternative asset management and financial advisory services. The company engages in various investment activities, including private equity, real estate, credit, and hedge fund solutions. Blackstone's ultimate mission is to generate attractive investment returns for their clients while managing risk prudently. Their purpose is to provide exceptional investment opportunities and value-added services to their investors, aiming to create lasting value and deliver superior performance. Blackstone strives to be a trusted partner for their clients, leveraging their deep industry expertise, global network, and disciplined investment approach to drive long-term success and contribute to the growth and development of the companies and assets they invest in.

Culture & Values

  • Relentlessly pursue excellence

    We strive to be the best at what we do, applying our global talent and scale to generate compelling outcomes for our clients.

  • Never compromise integrity

    We adhere to the highest standards of integrity, maintaining and deepening our clients’ trust.

  • Outperform through innovation

    We approach our work with a builder mindset, creating new opportunities through innovation and entrepreneurialism.

  • Deliver for our customers

    We are meticulous custodians of capital, deploying it when we have conviction that we can deliver lasting value.

  • Work humbly, work together

    We build diverse teams of extraordinary professionals who advocate for the best ideas and celebrate each other’s wins.

Benefits

  • Health Insurance

  • Vision Insurance

  • Performance Bonus

  • Maternity & Paternity Leave

  • Flexible Spending Account (FSA)

  • Dental Insurance

  • Life Insurance