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Director, Compliance & Control Manager

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  • Job
    Full-time
    Senior & Expert Level
  • Manchester

Requirements

  • Degree educated or a strong academic/professional work record with particular preference for accounting, legal, Risk/Compliance background.
  • A compliance qualification would be a distinct advantage.
  • Proven experience in the UK Financial Sector, with a strong background in Client Asset compliance or assurance.
  • Focused attitude to work with the ability to constantly meet deadlines while ensuring attention to detail, and high level of accuracy.
  • Must be able to understand and apply outcome focused regulation and have a sound risk awareness whilst maintaining an awareness of commercial pressures on the firm.

Responsibilities

  • Representing Compliance at CASS Forums to provide oversight and challenge.
  • Liaising with and overseeing the business and Senior Management in respect to existing and emerging issues, risks and breaches
  • Representing Compliance on Regulatory Change Projects that are impacted by CASS
  • Liaising with Line of Business Compliance in relation to new business and new products for any CASS considerations
  • Performing Regulatory Risk Assessments in relation to CASS and helping develop the annual Compliance Plan in relation to CASS.
  • Representing BNY at relevant industry events/ forums.
  • Representing Compliance on Client engagements
  • Providing timely and accurate Management Information where relevant to internal stakeholders

FAQs

What is the job title for this position?

The job title is Director, Compliance & Control Manager.

Where is the position located?

The position is located in Manchester, UK.

Is international travel required for this role?

No, this role does not include any international travel.

What qualifications are preferred for this position?

A degree or a strong academic/professional work record is preferred, particularly in accounting, legal, or Risk/Compliance background. A compliance qualification would be a distinct advantage.

What type of experience is required for this role?

Proven experience in the UK Financial Sector with a strong background in Client Asset compliance or assurance is required.

What skills are necessary to be successful in this role?

A focused attitude to work, ability to meet deadlines with attention to detail, and a sound risk awareness while understanding commercial pressures are necessary skills.

What kind of responsibilities will this position have?

Responsibilities include representing Compliance at CASS Forums, liaising with business and Senior Management, performing Regulatory Risk Assessments, and providing Management Information to stakeholders.

Does BNY Mellon have any awards or recognitions?

Yes, BNY Mellon has received several awards such as America's Most Innovative Companies by Fortune and a 100% score on the Human Rights Campaign Foundation's Corporate Equality Index.

What benefits does BNY offer to employees?

BNY offers competitive compensation, flexible resources for health and wellbeing, generous paid leaves, and paid volunteer time among other benefits.

Is BNY an equal opportunity employer?

Yes, BNY is an Equal Employment Opportunity/Affirmative Action Employer, supporting underrepresented racial and ethnic groups, females, individuals with disabilities, and protected veterans.

Consider Everything

Finance
Industry
10,001+
Employees
1784
Founded Year

Mission & Purpose

Established in 1784, BNY Mellon is America’s oldest bank and the first company listed on the New York Stock Exchange (NYSE: BK). Today, BNY Mellon powers capital markets around the world through comprehensive solutions that help clients manage and service their financial assets throughout the investment life cycle. BNY Mellon had $46.9 trillion in assets under custody and/or administration and $1.9 trillion in assets under management as of June 30, 2023. BNY Mellon has been named among Fortune’s World’s Most Admired Companies and Fast Company’s Best Workplaces for Innovators. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation.

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