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Investigator, FC Investigative Reporting

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HSBC

1mo ago

  • Job
    Full-time
    Senior Level
  • Banking & Finance
  • Hyderabad, +1

AI generated summary

  • You need financial crime knowledge, strong communication and analytical skills, transaction analysis experience, a collaborative mindset, self-motivation, and relevant compliance certifications.
  • You will conduct investigations, report findings, gather evidence, assess cases, make recommendations, and consult with experts, ensuring quality and compliance with standards.

Requirements

  • Knowledge of financial crime risk indicators.
  • Good spoken and written communication skills with the ability to draft written summaries and communicate conclusions effectively in a clear, concise and professional manner.
  • Good critical thinking and analytical skills. Ability to make informed risk-based decisions and support with robust supporting rationale.
  • Experience of analysing transaction data, along with customer data and external research finding, to assess whether activity is unusual and poses possible financial crime risk.
  • Collaborative working style with colleagues and broader stakeholders within a cross-border and Line of business matrix organisation.
  • A motivated self-starter who has the ability to work effectively alone and under pressure.
  • Capable of picking up, and applying, new ideas/concepts quickly with positive 'can do' attitude.
  • Prior TM Operations.
  • ACAMS or International Compliance Association (ICA) certificate/diploma, or equivalent qualifications.

Responsibilities

  • Responsible for conducting effective and timely investigations into assigned cases in accordance with agreed standard for reporting requirements and service level agreements. These cases may include:
  • Cases generated by transaction monitoring systems, including the DRA;
  • FC-Unusual Activity Report raised from various parts of the bank, and referred, as appropriate, by Triage to Investigative Reporting;
  • Escalated cases identified by true matches to screening lists by Name Screening teams;
  • Cross-border referrals; and
  • Escalated cases from Fraud Operations.
  • Work independently to complete assigned tasks and submit high quality investigation reports or closing summaries within the established process SLAs as per the standards agreed.
  • Determine information and documentary evidence needed to support the case decision and to ensure adequate record of such in an approved case management system.
  • Conclude each case investigations, and make appropriate recommendations based upon the assessment, which may include referral to the MLRO or designated in-market Investigators as to whether a Suspicious Activity Report (SAR) should be filed or in consultation with the respective manager, make referrals to other Investigations teams (Complex Investigations or Major Investigations).
  • Seek advice from Subject Matter Experts (e.g. AB&C, Sanctions Advisory and Tax Transparency etc.), where appropriate.
  • Identify and complete appropriate referrals for action, including but not limited to, recommendations for exit, and KYC/CDD refresh referrals.
  • Demonstrate continuous development of investigative best practice, skills and experience whilst in role.

FAQs

What is the role of an Investigator in Financial Crime Investigative Reporting?

The Investigator is responsible for conducting timely investigations into assigned cases related to financial crimes, such as transaction monitoring, unusual activity reports, and cross-border referrals, ensuring high-quality reporting and recommendations.

What are the key responsibilities of this position?

Key responsibilities include conducting investigations, submitting high-quality reports, determining necessary evidence, making recommendations on suspicious activity, collaborating with subject matter experts, and continuously developing investigative best practices.

Is prior experience in transaction monitoring required?

Yes, prior experience in transaction monitoring operations is preferred for this role.

What qualifications are needed for this position?

Candidates should ideally possess ACAMS or International Compliance Association (ICA) certification/diploma or equivalent qualifications.

What skills are important for this role?

Important skills include knowledge of financial crime risk indicators, strong communication abilities, critical thinking, analytical skills, the capability to analyze transaction and customer data, and a collaborative working style.

Are ongoing professional development opportunities provided?

Yes, HSBC is committed to fostering continuous professional development and offers opportunities for growth within an inclusive and diverse environment.

What is the work environment like at HSBC?

HSBC aims to provide a workplace that values employees, promotes respect, encourages diverse opinions, and supports a flexible working culture.

Will I work independently in this role?

Yes, the Investigator is expected to work independently to complete assigned tasks efficiently while maintaining high standards and meeting service level agreements.

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HSBC

Finance
Industry
10,001+
Employees
1880
Founded Year

Mission & Purpose

Opening up a world of opportunity for our customers, investors, ourselves and the planet. We're a financial services organisation that serves more than 40 million customers, ranging from individual savers and investors to some of the world’s biggest companies and governments. Our network covers 63 countries and territories, and we’re here to use our unique expertise, capabilities, breadth and perspectives to open up a world of opportunity for our customers. HSBC is listed on the London, Hong Kong, New York, Paris and Bermuda stock exchanges.

Culture & Values

  • We value difference

    Seeking out different perspectives

  • We succeed together

    Collaborating across boundaries

  • We take responsibility

    Holding ourselves accountable and taking the long view

  • We get it done

    Moving at pace and making things happen