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Legal & Compliance - Marketing & Distribution Compliance, VP

  • Job
    Full-time
    Senior (5-8 years) - Expert / Leadership (9+ years)
  • Marketing
    Legal
  • $140K - $200K
  • New York City
  • Quick Apply

AI generated summary

  • You have 8+ years compliance experience and a J.D., with strong project management skills and ability to translate complex legal issues into actionable plans. Strong attention to detail, communication skills, and ability to work independently and collaboratively are key.
  • You will review, supervise, train, advise, manage relationships, develop policies, educate, assess risks, and assist with legal & compliance matters in marketing & distribution at Blackstone Group.

Requirements

  • Blackstone seeks to hire individuals who are highly motivated, intelligent, and have demonstrated excellence in prior endeavors. More specifically, the successful candidate should have:
  • 8+ years of prior experience at a law firm and/or investment management firm;
  • Prior experience in a compliance role and/or J.D. required;
  • Understanding of the Advisers Act and FINRA regulations strongly preferred;
  • Knowledge of hedge funds and drawdown funds a plus;
  • Strong attention to detail and analytical skills;
  • Strong project management and organizational skills with ability to manage multiple and sometimes conflicting demands;
  • Ability to transform complex compliance, legal, and business problems into commercially actionable work plans;
  • Highly effective oral and written skills and ability to communicate confidently and effectively;
  • Ability to work independently while remaining a strong team player who works collaboratively and builds strong working relationships;
  • Proactive management skills and the ability to manage projects independently and to conclusion; and
  • Substantial initiative, creativity and drive and the ability to implement a measured approach under competing demands and with confidence.
  • Available to work outside of regular business hours as needed.

Responsibilities

  • Review marketing materials, due diligence responses, investor communications, and other fundraising and reporting-related materials (e.g. quarterly letters, recordings, memoranda, etc.) across various investment strategies from a legal, regulatory, and compliance perspective;
  • Supervise and train staff to conduct marketing compliance reviews;
  • Manage the L&C relationship with several lines of business and related products;
  • Attend client meetings to discuss Blackstone products and address client questions;
  • Serve as primary counsel to the business advising on existing investors’ legal and compliance-related requests;
  • Develop internal policies and procedures and current regulatory guidance with respect to marketing and other related compliance matters, and assist maintaining broader L&C policies and procedures;
  • Develop educational materials and trainings for business professionals with respect to marketing and fundraising regulations and protocols;
  • Assess current and prospective regulatory risk through industry interaction and research; and
  • Assist with other day-to-day L&C matters as needed.

FAQs

What will the VP of Legal & Compliance - Marketing & Distribution Compliance be responsible for?

The VP will be responsible for regulatory compliance issues related to marketing and investor/third-party materials, reviewing communications and documents, supervising staff in their reviews, advising on legal and compliance matters, and analyzing and resolving regulatory questions.

What will be the primary focus of the VP's role?

The primary focus of the VP's role will be on marketing materials and other communications for one or more products, ensuring compliance with regulations and providing counsel on legal and compliance matters.

Will the VP be working with others on Blackstone's global Legal and Compliance team?

Yes, the VP will collaborate with others on Blackstone's global Legal and Compliance team to address regulatory compliance issues and ensure consistency across the organization.

Finance
Industry
1001-5000
Employees
1985
Founded Year

Mission & Purpose

Blackstone is a global investment firm that specialises in alternative asset management and financial advisory services. The company engages in various investment activities, including private equity, real estate, credit, and hedge fund solutions. Blackstone's ultimate mission is to generate attractive investment returns for their clients while managing risk prudently. Their purpose is to provide exceptional investment opportunities and value-added services to their investors, aiming to create lasting value and deliver superior performance. Blackstone strives to be a trusted partner for their clients, leveraging their deep industry expertise, global network, and disciplined investment approach to drive long-term success and contribute to the growth and development of the companies and assets they invest in.

Culture & Values

  • Relentlessly pursue excellence

    We strive to be the best at what we do, applying our global talent and scale to generate compelling outcomes for our clients.

  • Never compromise integrity

    We adhere to the highest standards of integrity, maintaining and deepening our clients’ trust.

  • Outperform through innovation

    We approach our work with a builder mindset, creating new opportunities through innovation and entrepreneurialism.

  • Deliver for our customers

    We are meticulous custodians of capital, deploying it when we have conviction that we can deliver lasting value.

  • Work humbly, work together

    We build diverse teams of extraordinary professionals who advocate for the best ideas and celebrate each other’s wins.

Benefits

  • Health Insurance

  • Vision Insurance

  • Performance Bonus

  • Maternity & Paternity Leave

  • Flexible Spending Account (FSA)

  • Dental Insurance

  • Life Insurance