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Market Director

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UBS

Feb 6

Applications are closed

  • Job
    Full-time
    Expert Level
  • Sales & Business Development
    Banking & Finance
  • Boca Raton

Requirements

  • ideally 10 years of experience with a leading financial institution proven leadership experience in the industry
  • FINRA Registrations: Series 7, 66, 9, and 10
  • life and Health Insurance license
  • motivated, self-directed and driven
  • skilled at creating a positive business culture
  • result-oriented and assertive (you don’t shy away from challenging situations)

Responsibilities

  • manages the daily responsibilities of the branch offices under your leadership
  • responsible for implementation, including development of key goals, targets and priorities.
  • is recognized as a role model and creates a positive team-identity, leading, inspiring and guiding others toward a vision that builds Market capabilities
  • evaluates and mitigates risk, ensuring that compliance fits with existing regulations in addition to financial targets
  • analyzes the local market conditions and supports decision processes
  • coaches Financial Advisors and other team members and ensure appropriate training and development measures using results-oriented measurement and full transparency in communication
  • monitor and resolve (in collaboration with partners) escalated issues, including financial, reputational, compliance, supervisory, operational and HR governance risks
  • partner with the management team to manage day-to-day activities

FAQs

What is the role of a Market Director at UBS?

The Market Director is responsible for managing the daily operations of branch offices, implementing key goals and targets, evaluating risks, coaching financial advisors, and ensuring compliance with regulations.

What experience is required for the Market Director position?

Ideally, candidates should have 10 years of experience with a leading financial institution and proven leadership experience in the industry.

Are financial licenses required for this position?

Yes, candidates must have FINRA Registrations: Series 7, 66, 9, and 10, as well as a Life and Health Insurance license.

What kind of team will the Market Director be working with?

The Market Director will work as part of Wealth Management Americas, managing financial advisors who assist high net worth and ultra-high net worth individuals and families.

What qualities are we looking for in a Market Director?

We are looking for someone who is motivated, self-directed, driven, skilled at creating a positive business culture, and results-oriented.

Where does UBS operate?

UBS has a presence in all major financial centers in more than 50 countries around the world.

Does UBS offer flexible working arrangements?

Yes, UBS embraces flexible ways of working, including part-time, job-sharing, and hybrid working arrangements.

What is the culture like at UBS?

UBS has a purpose-led culture that values unique backgrounds, skills, experiences, and promotes collaboration and agility within teams.

Can I expect career progression in this role?

Yes, UBS encourages gaining new experiences in different roles and acquiring fresh knowledge and skills, supporting ongoing career development.

How does UBS handle diversity and inclusion?

UBS is an Equal Opportunity Employer, respecting and empowering individuals while supporting diverse cultures, perspectives, skills, and experiences within the workforce.

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UBS

Helping you answer some of life's most important questions

Finance
Industry
10,001+
Employees
1862
Founded Year

Mission & Purpose

From gaining new experiences in different roles to acquiring fresh knowledge and skills – at UBS we believe that you should never stop growing and learning because life never stops teaching. We know that it's our people – with their unique backgrounds, skills, experience levels and interests – who drive our ongoing success. Ready to be part of #teamUBS and make an impact? Find out more at ubs.com/careers. UBS works with individuals, families, institutions, and corporations around the world to help answer some of life's questions – whether through award winning wealth management advisory, investment banking and asset management expertise, or private and corporate banking services in Switzerland*. In June 2023, Credit Suisse became a UBS Group company. With more than 124,000 colleagues around the world**, we collaborate across all major financial centers in 50 countries**. Although we all come from different backgrounds and specializations, two things unite us: the conviction that we’re stronger together, and the will and curiosity to constantly innovate. That’s the key to us unlocking our full potential (and what we look for in everyone who joins us). It’s also why we’re regularly recognized as an attractive employer.*

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