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Private Funds Compliance Manager - Legal & Compliance, Private Equity

Applications are closed

  • Job
    Full-time
    Senior Level
  • Legal
  • $130K - $160K
  • New York City

Requirements

  • 6+ years of professional compliance and or law firm experience (preferably covering asset management or at a regulatory consulting firm)
  • Experience with private funds and related regulatory filings
  • Possess interest in financial markets and compliance processes with an ability to step in and work directly with business stakeholders
  • Highly motivated, enthusiastic, proactive, intelligent, and proven excellence in prior endeavors
  • Strong time and task management skills; possesses an ability to manage multiple priorities and raise issues in a timely and productive fashion
  • Strong skills in Microsoft Office suite
  • Team player
  • Strong organizational and communication skills, as well as a demonstrated ability to write effectively
  • Desire to work as part of a collaborative team and willingness to embrace a variety of matter

Responsibilities

  • Work closely with the investment team and other key internal stakeholders to provide broad support for the compliance program for Blackstone’s Private Equity business, team members, and investment portfolio consistent with applicable laws and regulations (with particular focus on the U.S., U.K. and European Union)
  • Coordinate across business unit and corporate teams to prepare regulatory reports and filings (e.g., Form ADV, Form PF, Reg D, AIFMD and Annex IV) and to perform annual 206(4)-7 compliance review (including for Blackstone’s Life Sciences group).
  • Provide compliance coverage for Private Equity’s fundraising efforts, including fund registrations, the review of private placement memoranda and the negotiation of certain LP side letter provisions
  • Help develop, revise, and maintain compliance and regulatory policies, procedures and controls taking into account the specific needs of the Private Equity business, firm-wide policies and practices, and evolving legal and regulatory requirements
  • Assist with compliance testing and coordination with an outside compliance consultant for testing, including in connection with Private Equity’s annual compliance review
  • Reviewing and processing wall-cross requests and assisting with the administration of the firm’s internal information walls
  • Ensure compliance with investor side letter obligations
  • Serve as the primary point of escalation for matters pertaining to fund marketing and LP communications
  • Assist with the preparation of quarterly and annual LP disclosures and provide compliance support for periodic investor reporting
  • Oversee responses to third-party AML, KYC and sanctions compliance requests pertaining to the Private Equity funds and their investments
  • Support selected firm-wide legal and compliance initiatives

FAQs

What specific compliance matters will the Compliance Manager be working on for Blackstone's Private Equity funds?

The Compliance Manager will be working on a variety of compliance matters pertaining to Blackstone’s Private Equity funds.

Finance
Industry
1001-5000
Employees
1985
Founded Year

Mission & Purpose

Blackstone is a global investment firm that specialises in alternative asset management and financial advisory services. The company engages in various investment activities, including private equity, real estate, credit, and hedge fund solutions. Blackstone's ultimate mission is to generate attractive investment returns for their clients while managing risk prudently. Their purpose is to provide exceptional investment opportunities and value-added services to their investors, aiming to create lasting value and deliver superior performance. Blackstone strives to be a trusted partner for their clients, leveraging their deep industry expertise, global network, and disciplined investment approach to drive long-term success and contribute to the growth and development of the companies and assets they invest in.

Culture & Values

  • Relentlessly pursue excellence

    We strive to be the best at what we do, applying our global talent and scale to generate compelling outcomes for our clients.

  • Never compromise integrity

    We adhere to the highest standards of integrity, maintaining and deepening our clients’ trust.

  • Outperform through innovation

    We approach our work with a builder mindset, creating new opportunities through innovation and entrepreneurialism.

  • Deliver for our customers

    We are meticulous custodians of capital, deploying it when we have conviction that we can deliver lasting value.

  • Work humbly, work together

    We build diverse teams of extraordinary professionals who advocate for the best ideas and celebrate each other’s wins.

Benefits

  • Health Insurance

  • Vision Insurance

  • Performance Bonus

  • Maternity & Paternity Leave

  • Flexible Spending Account (FSA)

  • Dental Insurance

  • Life Insurance