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Senior AML Specialist

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SEI

15d ago

  • Job
    Full-time
    Senior Level
  • Legal
    Banking & Finance
  • London

AI generated summary

  • You need AML/compliance experience, strong organizational and analytical skills, effective communication, knowledge of AML regulations, teamwork ability, and a capacity to prioritize in a fast-paced environment.
  • You will analyze client data, monitor transactions, verify identities, conduct risk assessments, maintain databases, manage audits, and support policy updates in AML operations.

Requirements

  • Experience working in AML/Compliance roles in the financial services industry
  • Strong organizational and analytical skills
  • Strong communication skills to actively engage with senior Management, Compliance and Fin Crime
  • Deep technical understanding of the AML regulations and the procedures related to the 1st line of defense responsibilities
  • Demonstrate effective and professional written and verbal communication skills for a business work environment
  • Effectively coordinate, perform and complete multiple duties and assignments concurrently and in a timely manner
  • Must be a team player with an ability to work independently with minimal supervision
  • Ability to prioritize in a high volume environment
  • Someone who will embody our SEI Values of courage, integrity, collaboration, inclusion, connection and fun

Responsibilities

  • Act as the 1st line of defense within AML Operations
  • Analysing client and customer data to complete AML processes
  • Transaction monitoring. Monitor and clear Transaction alerts daily, ensuring management are aware of any outstanding alerts and close of business
  • Conduct analysis of results within our screening system to refine parameters, and minimize false positives
  • Gathering and analysing direct client, and customer information to complete the AML process.
  • Verifying the identity of clients using prescribed documentation and processes
  • Communicating with direct clients to obtain missing documentation or data
  • Updating and maintaining the risk register in the company's database
  • Conducting risk assessments on new direct clients, and periodic assessments on existing clients using the Client Risk Assessment tool
  • Review Customer Due Diligence information
  • Be the point of contact for all internal audit and regulatory enquiries
  • Assist in the update of policies and procedures on a periodic basis
  • Complete enhanced Due Diligence reviews on high risk direct clients/customers
  • Conduct ongoing monitoring of high-risk direct clients/customers and reporting any changes in risk levels, ensuring updates to risk registers
  • Support the account opening AML screening process for our offshore business
  • Participate in the identification of technical development requirements and supporting the implementation of such enhancements
  • Carry out monthly reliance testing on direct clients/customers
  • Review and maintain the Risk and Control Self-Assessment for the AML Operations department
  • Review and maintain all procedures related to AML Operations

FAQs

What is the primary role of the Senior AML Specialist?

The primary role of the Senior AML Specialist is to act as the 1st line of defense within AML Operations, analyzing client and customer data to complete AML processes.

What are the main responsibilities of the Senior AML Specialist?

Main responsibilities include transaction monitoring, conducting risk assessments, verifying client identities, gathering information for AML processes, and performing enhanced Due Diligence reviews on high-risk clients.

What qualifications are required for this position?

The position requires experience working in AML/Compliance roles in the financial services industry, strong organizational and analytical skills, and a deep technical understanding of AML regulations.

What communication skills are necessary for this role?

Strong written and verbal communication skills are required to effectively engage with senior management, compliance teams, and financial crime units.

Is teamwork important for this position?

Yes, being a team player is essential, along with the ability to work independently with minimal supervision.

How does SEI support employees’ well-being?

SEI offers comprehensive care for physical and mental well-being, a strong pension plan, tuition reimbursement, and a focus on work-life balance.

Where is the SEI office located?

The SEI office is based between the City of London and the technology hub of Shoreditch.

Are there additional benefits provided to employees?

Yes, SEI provides additional benefits such as private medical care for employees and their families, access to online GP appointments, enhanced family leave, and volunteer days.

What kind of work environment does SEI promote?

SEI promotes an open plan and creative work environment designed to encourage innovation and collaboration among its workforce.

What are SEI's core values?

SEI's core values include courage, integrity, collaboration, inclusion, connection, and fun.

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SEI

We’re 4,000 employee entrepreneurs on a mission to build brave futures℠ through the power of connection.

Finance
Industry
1001-5000
Employees
1968
Founded Year

Mission & Purpose

SEI (NASDAQ:SEIC) delivers technology and investment solutions that connect the financial services industry. With capabilities across investment processing, operations, and asset management, SEI works with corporations, financial institutions and professionals, and ultra-high-net-worth families to solve problems, manage change, and help protect assets—for growth today and in the future. As of March 31, 2023, SEI manages, advises, or administers approximately $1.3 trillion in assets.