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Senior Analyst, Compliance Governance & Assurance (RCM Assessment)

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TD Bank

Sep 7

  • Job
    Full-time
    Mid Level
  • Legal
  • Toronto
  • Quick Apply

AI generated summary

  • You should have 4+ years in Compliance, Legal, or Risk Management, excellent communication, strong problem-solving skills, and proficiency in MS Office. A degree and organization skills are essential.
  • You will support RCM Assessment prep, ensure data quality, update key documents, address queries, co-lead training, prepare reports, and assist with audit and regulatory findings closure.

Requirements

  • Experience in Compliance, Legal, Risk Management, Technology, or Internal Audit is preferred
  • Excellent communication skills written and verbal skills.
  • Self-starter, ability to lead, plan, execute, and deliver under minimal supervision.
  • Must be a strong team player.
  • Flexibility to quickly adapt to changing and ambiguous initiatives or requirements.
  • Ability to exercise sound judgment in making decisions. Demonstrate analytical and problem-solving skills to think critically and make informed recommendations.
  • Must be highly organized and have excellent time management.
  • Creative with a strong attention to detail.
  • Proficient in MS Office Applications
  • Undergraduate or post graduate degree
  • A minimum of 4 years of relevant work experience (post-degree)

Responsibilities

  • Support preparation activities for the RCM Assessment process.
  • Execute quality assurance activities to ensure data completeness and ensure the documentation of rationale.
  • Update key documents including the RCM Assessment Standard, RCM Assessment Operating Procedures, Job Aids, and maintenance of the RCM Assessment SharePoint site.
  • Act as a first point of contact to help address and resolve questions related to the process. This includes providing training, co-leading office hour calls, and monitoring the group mailbox.
  • Support the preparation of Compliance Senior Executive Team (CSET) deck material.
  • Work with the Compliance Strategic Insights Team to support reporting on the Chief Compliance Officer Opinion.
  • Support the closure of Audit findings and Regulatory findings to help prepare, gather evidence, and provide commentary.
  • Perform ad hoc analysis and participate in regulatory initiatives, special projects, or other activities as assigned.

FAQs

What is the work location for the Senior Analyst position?

The work location for the Senior Analyst, Compliance Governance & Assurance (RCM Assessment) position is in Canada.

What are the working hours for this role?

The working hours for this role are 37.5 hours per week.

What department does this position belong to?

This position belongs to the Compliance department within the Global Compliance Governance and Assurance (CGA) team.

What qualifications are required for this role?

Candidates are required to have an undergraduate or postgraduate degree and a minimum of 4 years of relevant work experience post-degree.

What type of experience is preferred for this position?

Experience in Compliance, Legal, Risk Management, Technology, or Internal Audit is preferred for this position.

What skills are essential for the Senior Analyst role?

Essential skills include excellent written and verbal communication, strong analytical and problem-solving abilities, being highly organized, and proficiency in MS Office applications.

Will there be training provided for this role?

Yes, training and onboarding sessions will be provided to ensure you have everything you need to succeed in your new role.

How will my compensation be determined?

Compensation details will be discussed during the hiring process, and candidates are encouraged to have open dialogue with the HR Team regarding pay details.

What can I expect in terms of career development?

TD offers regular leadership and development conversations, access to an online learning platform, and various mentoring programs to support career growth.

Is there a process for addressing accessibility needs during the interview process?

Yes, candidates are encouraged to inform the HR Team if they require accommodations to participate throughout the interview process.

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TD Bank

Finance
Industry
10,001+
Employees

Mission & Purpose

Headquartered in Toronto, Canada, the Toronto-Dominion Bank and its subsidiaries are collectively known as TD Bank Group (TD). TD had CDN$1.9 trillion in assets on July 31, 2023. TD also ranks among the world’s leading online financial services firms, with more than 16 million active online and mobile customers. TD offers a full range of financial products and services to over 27.5 million customers worldwide through four key business lines: - Canadian Personal and Commercial Banking including TD Canada Trust, Business Banking, and MBNA - U.S. Retail including TD Bank, America’s Most Convenient Bank, TD Auto Finance (U.S.), TD Wealth (U.S.) and TD’s investment in Schwab - Wealth Management & Insurance including TD Wealth (Canada), TD Direct Investing, and TD Insurance - Wholesale Banking including TD Securities and TD Cowen

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