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Senior Analyst, GBM Periodic Refresh

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Scotiabank

Jul 12

Applications are closed

  • Job
    Full-time
    Junior & Mid Level
  • Banking & Finance
  • Toronto

Requirements

  • 1 to 3 years’ direct industry experience in the Capital Markets and Corporate/Investment Banking, having covered multiple product areas. An undergraduate and/or graduate degree in Finance, Business, Economics, or a related discipline is required.
  • The incumbent must have experience in and knowledge of current and expected future regulatory frameworks impacting client onboarding in Canada/UK/Ireland and US – namely, KYC / AML, FATCA and G20 OTC derivative reform.
  • Prior experience of working on applications such as World Check, Fenergo,etc.
  • The position requires business acumen, judgment, critical thinking and time management skills. The incumbent should possess strong interpersonal, communication and negotiation skills in order to build consensus and obtain co-operation from clients, colleagues, and senior management.
  • A good understanding of the capital markets business is necessary. The incumbent must have broad knowledge of the end-to-end workflows among the Front, Middle, and Back Offices.
  • The international scope of the business, together with the multiplicity of stakeholders, may require work outside of traditional business hours from time to time.
  • Team work, Collaboration, Responsiveness and demonstrate accountability & ownership
  • Quick learning ability to understand policies, procedures, systems, process and controls
  • Compliance knowledge applicable to the Financial Services industry, including relevant professional certification on AML/CFT, e.g., ACAMS Certificate

Responsibilities

  • Refresh data and documentation for existing clients on an ongoing basis per periodic reviews cycle in accordance with firm`s policies, standards, and procedures.
  • Interacting with bankers and relationship managers to obtain required information.
  • Conduct follow up with internal partners to ensure timely actions on those cases that require their input.
  • Update firm systems and databases with information / documentation obtained from clients.
  • Handle inquiries and ad hoc requests from internal clients including Compliance where required.
  • Produce high quality error free work independently on a timely basis with at expected throughput rates.
  • Ability to handle volume spikes and prioritize work including ad-hoc requests and projects to meet business demands in a timely manner.
  • Respond to change e.g. regulation change, new business and/or technology projects.
  • Assist manager(s) in providing status updates to management on a regular basis to create transparency and to reduce risks.

FAQs

What is the main focus of the Senior Analyst, GBM Periodic Refresh position?

The main focus of the Senior Analyst, GBM Periodic Refresh position is to refresh data and documentation for existing clients as part of periodic reviews, ensuring compliance with the firm's policies, standards, and procedures, and collaborating with bankers and relationship managers to gather necessary information.

What qualifications are required for this position?

The position requires 1 to 3 years of direct industry experience in Capital Markets and Corporate/Investment Banking, along with an undergraduate and/or graduate degree in Finance, Business, Economics, or a related discipline.

What knowledge of regulations is necessary for this role?

The candidate must have experience and knowledge of current and expected future regulatory frameworks impacting client onboarding in Canada, the UK, Ireland, and the US, including KYC/AML, FATCA, and G20 OTC derivative reform.

What applications should candidates be familiar with for this role?

Candidates should have prior experience working with applications such as World Check and Fenergo.

What skills are essential for a Senior Analyst in this role?

Essential skills include strong business acumen, judgment, critical thinking, time management, interpersonal communication, negotiation skills, and the ability to build consensus and obtain cooperation from clients and colleagues.

Is prior knowledge of capital markets necessary for this job?

Yes, a good understanding of the capital markets business is necessary, along with a broad knowledge of the end-to-end workflows among the Front, Middle, and Back Offices.

Are there any expectations regarding working hours?

Yes, due to the international scope of the business and multiple stakeholders, there may be a requirement to work outside of traditional business hours from time to time.

What attributes are valued in candidates for this position?

Attributes such as teamwork, collaboration, responsiveness, accountability, and a strong sense of ownership are highly valued in candidates for this role.

What is the importance of compliance knowledge in this position?

Compliance knowledge, particularly in the Financial Services industry, is crucial for this position to ensure adherence to relevant regulations and standards, including certifications like the ACAMS Certificate in AML/CFT.

How does this role interact with other teams within the organization?

The role involves interacting with internal partners, bankers, relationship managers, and compliance teams to obtain necessary information and ensure timely updates, contributing to a collaborative work environment.

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Scotiabank

Finance
Industry
10,001+
Employees

Mission & Purpose

Welcome to Scotiabank. We serve thousands of customers, families, and communities across the globe, helping them achieve success through advice, products, and services. Follow for news, insights, thought leadership and more.

Culture & Values

  • Respect

    Everyone is always treated with dignity; diverse backgrounds and experiences are what make us better as a whole.

  • Integrity

    Acting honorably comes first – earning the trust of our customers (and each other) is what matters most.

  • Passion

    We’re enthusiastic about what we do, and want you to feel the same way. Imagine coming in to work, and actually feeling excited to learn!

  • Accountability

    We commit, we take action, and most importantly, we take responsibility for those actions. It’s just the right thing to do.

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