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Technology Controls Testing - BA4

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Barclays

12d ago

  • Job
    Full-time
    Senior Level
  • IT & Cybersecurity
    Banking & Finance
  • Pune

AI generated summary

  • You need 8+ years of experience, with 2 years (Master's) or 4 years (Bachelor's) in IT audit. Proficient in C++, Java, SQL, and risk controls. Must hold CISA/CIA/CISM. Advanced Excel skills required.
  • You will conduct risk reviews, analyze data for control deficiencies, apply audit standards, collaborate on control assessments, communicate findings, and develop testing documentation.

Requirements

  • Years of Experience
  • Overall: Min 8 years
  • Relevant: Min 2 years (with Masters) and Min 4 years (with Bachelors)
  • Essential Skills (Highly Proficient)
  • C++, Java, J2EE, .NET, Python, COBOL
  • SQL/PL SQL
  • Testing of ITAC – Data Interface, Automated Reconciliation, Segregation of Duties (SOD), Key Reports, etc.
  • Technology risk – Operations, change, logical access, security, resilience at application and infrastructure layers
  • IAM and Cyber risks
  • Advanced Excel skills for data analysis
  • DFD, Visio
  • Intermediate skills using Macro/SQL/Adv. Excel for data analytics
  • Knowledge of IT Risks & Controls and respective Standards/Frameworks (COBOL, ITIL)
  • Qualification or Certifications
  • Must have either of CISA / CIA / CISM / CA / CPA
  • Good to have CGEIT, COBIT, CISSP, CISM, CFE, CIPT, CRISC, and/or relevant certification is a plus.
  • Must have a Master’s degree in Business, Management, Engineering, Computers, Mathematics, Accounting, Commerce, Finance, International Relations with min 2 years of work experience (or min 4 years relevant experience with Bachelor’s degree) applying relevant IT audit skills for audit engagements as a Financial Audit IT integration tester.
  • Good to have 1 year of experience in a position responsible for the following:
  • Supervising audit professionals performing the IT portion of the audit;
  • Supervising the integration with the financial /operational audit team on application controls
  • Software Programming using Java/J2EE or .Net, and PL/SQL

Responsibilities

  • - Everything you’ll do will come back to providing outstanding risk-and-control-review activities for our functions.
  • - Work on financial /operational risk reviews to identify and assess IT-enabled or automated controls.
  • - Collect and analyze data to detect unmitigated risks, identify deficient controls, duplicated effort, or non-compliance with laws, regulations, and management policies.
  • - Consistently apply professional standards, including PCAOB rules and regulations, AICPA attestation standards and other audit best practices.
  • - Provide technical guidance and share knowledge with team members with diverse skills and backgrounds.
  • - Consistently deliver quality client services focusing on more complex, judgmental and/or specialized issues.
  • - Demonstrate technical capabilities and knowledge.
  • - Understand the bank's risk and control environment and recognize key performance drivers, business trends, and emerging technology and industry developments.
  • - Stay informed of general business and economic developments and their effect on the bank’s functions.
  • - Learn about CCO and its service offerings and actively assess and present ways to apply knowledge and services.
  • - Apply Data Analytics strategies to analyze complex data sets to offer meaningful insights on risk and controls.
  • - Drive and support Automation of control assessment.
  • - Hands on experience into IT Assessments and GRC (Governance, Risk & Control).
  • - Collaboration across the bank to maintain a satisfactory, robust, and efficient control environment through the execution of ad-hoc assessments and testing on the design and operational effectiveness of the internal controls, aligned to control policies and standards.
  • - Development of detailed test plans and procedures to identify weaknesses in internal controls and other initiatives aligned to the bank’s control framework to mitigate any potential risks and issues, prioritised by its severity to disrupt bank operations, potential losses, and reputational impact.
  • - Communication of key findings and observations to the relevant stakeholders and business units to improve overall control efficiency and provide corrective actions to senior managers.
  • - Collaboration with other control professionals to resolve complex issues and ensure consistent testing methodologies across the bank.
  • - Development of a knowledge centre containing detailed documentation of control assessments, testing on design and operational effectiveness of procedures, findings, and the distribution of material on internal controls to train and upskill colleagues within the bank.

FAQs

What is the minimum years of experience required for this position?

The minimum overall experience required is 8 years, with at least 2 years of relevant experience for candidates with a Master's degree and a minimum of 4 years for those with a Bachelor's degree.

What programming languages should candidates be proficient in for this role?

Candidates should be highly proficient in C++, Java, J2EE, .NET, Python, and COBOL.

Are there any specific certifications required for applicants?

Yes, candidates must have either CISA, CIA, CISM, CA, or CPA certifications. Additional certifications like CGEIT, COBIT, CISSP, CISM, CFE, CIPT, and CRISC are considered a plus.

What educational qualifications are necessary for this position?

Candidates must have a Master’s degree in Business, Management, Engineering, Computers, Mathematics, Accounting, Commerce, Finance, or International Relations with a minimum of 2 years of relevant work experience, or a Bachelor’s degree with a minimum of 4 years of relevant experience.

What key responsibilities will this role entail?

Responsibilities include conducting risk reviews, analyzing data, applying professional standards for audits, providing technical guidance, and applying data analytics to offer insights on risks and controls.

Is experience in software programming required for this job?

Yes, having experience in software programming using Java/J2EE, .NET, and PL/SQL is considered good to have.

How does this role contribute to the bank's internal controls framework?

The role involves providing independent assurance on control processes, advising on improvements, and ensuring the efficiency and effectiveness of the bank’s internal controls framework.

What skills are necessary for data analysis in this position?

Advanced Excel skills, including intermediate proficiency in Macro/SQL/Advanced Excel for data analytics, are necessary for analyzing complex data sets.

Will the successful candidate have opportunities for professional development and collaboration?

Yes, the role includes collaboration across the bank and opportunities to provide technical guidance and share knowledge with team members.

How will success be measured in this role?

Success will be measured by the ability to maintain a robust control environment, effectively communicate findings, and contribute to the overall efficiency of internal controls and risk management.

Barclays

Finance
Industry
10,001+
Employees
1690
Founded Year

Mission & Purpose

Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group. With over 325 years of history and expertise in banking, Barclays operates in over 40 countries and employs approximately 83,500 people. Barclays moves, lends, invests and protects money for customers and clients worldwide. Barclays is a trading name of Barclays Bank PLC and its subsidiaries. Barclays Bank PLC is registered in England and is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Registered in England. Registered No. 1026167. Registered office: 1 Churchill Place, London E14 5HP.