Logo of Huzzle

Trade & Transaction Reporting Associate

  • Job
    Full-time
    Junior & Mid Level
  • Banking & Finance
  • Chennai

AI generated summary

  • You should have knowledge of asset classes, front-to-back processes, regulatory reporting, risk frameworks, and strong attention to detail while building stakeholder relationships.
  • You will handle trade submissions, manage exceptions, escalate breaches in regulatory reporting, and maintain documentation on regulations and internal processes.

Requirements

  • We’re looking for someone with an understanding of relevant asset classes rates, credit, equity, FX, futures markets and structured trading businesses. Ideally, you’ll have gained this from working in a middle office or operations environment. And you’ll need to have the ability to build and maintain good working relationships with stakeholders.
  • Additionally, you’ll need:
  • Some knowledge of the front-to-back processes needed to maintain a stable and controlled trade environment
  • An understanding of regulatory reporting requirements
  • An awareness of risk and control frameworks, including process documentation, control documentation and supervisory frameworks
  • The ability to maintain a focus on control and attention to detail

Responsibilities

  • In your new role, you’ll be supporting with trade and transaction reporting and executing a variety of processes. This will include submissions to regulators for trade and transaction reporting, making sure that controls are adhered to and that everything is compliant with our regulatory obligations.
  • As you develop into your role, you’ll also be providing support to your supervisor with daily people management and ensuring the ongoing support and development of people.
  • Day-to-day, you’ll be:
  • Delivering manual submissions of transactions under all applicable reporting jurisdictions and through appropriate forums
  • Taking responsibility for the exception management of trade and transactions submissions under all applicable reporting jurisdictions
  • Raising and escalating any breaches in regulatory reporting in a timely manner
  • Maintaining documentation, including changes in regulations, new regulatory requirements, changes in internal processes and requests to support the business

FAQs

What is the job title of the position being offered?

The job title is Trade & Transaction Reporting Associate.

What kind of skills are required for this role?

The role requires an understanding of relevant asset classes, knowledge of regulatory reporting requirements, awareness of risk and control frameworks, and the ability to maintain focus on control and attention to detail.

What are the key responsibilities of a Trade & Transaction Reporting Associate?

Key responsibilities include delivering manual submissions of transactions, managing exceptions for trade and transaction submissions, raising regulatory breaches, and maintaining documentation related to regulations and internal processes.

What experience is preferred for candidates applying to this position?

Ideal candidates will have gained experience from working in a middle office or operations environment related to asset classes such as rates, credit, equity, FX, futures markets, and structured trading businesses.

Is this role focused on individual work or collaboration?

This role involves both individual tasks and collaboration, as you'll be developing relationships with stakeholders across the bank and providing support to your supervisor in daily people management.

What does the career progression look like in this role?

In this role, there are opportunities to develop analytical skills and take on more responsibilities in process management, issue investigation, and people development as you grow into the position.

What is the level of this job position?

This role is offered at the associate level.

How does this position relate to regulatory obligations?

The position involves ensuring compliance with regulatory obligations by managing trade and transaction reporting and adhering to controls set by regulators.

Will there be opportunities for training and professional development?

Yes, the role offers opportunities for support and development, both for personal skill enhancement and for team management capabilities.

What type of team environment is present in this role?

The team environment is described as fast-paced and forward-thinking, fostering collaboration and relationship-building among team members and stakeholders.

A relationship bank for a digital world. We champion potential.

Finance
Industry
10,001+
Employees
1968
Founded Year

Mission & Purpose

We’re a business that understands when our customers and people succeed, our communities succeed, and our economy thrives. As part of our purpose, we’re looking at how we can drive change for our communities in enterprise, learning and climate. As one of the leading supporters of UK business, we’re prioritising enterprise as a force of change. We’re focusing on the people and communities who have traditionally faced the highest barriers to entry and figuring out ways to remove these. Learning is also key to our continued growth as a company in an ever changing and increasingly digital world. By setting a dynamic and leading learning culture, our people prosper, and our customers are given the tools to continue to improve their financial capability and confidence. One of the biggest challenges we all face in our future is climate change. That’s why we’ve put it right at the core of our purpose. We want to champion climate solutions with financing and entrepreneurial support, fully embed climate into our culture and decision making, and be climate positive by 2025. We’re committed to using our purpose to break down barriers, drive change and ultimately create a great place to work.